Filing Details

Accession Number:
0001562180-15-000273
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-04-15 16:21:17
Reporting Period:
2015-04-13
Filing Date:
2015-04-15
Accepted Time:
2015-04-15 16:21:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1271214 Intersect Ent Inc. XENT Surgical & Medical Instruments & Apparatus (3841) 200280837
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1614586 Amy Wolbeck C/O Intersect Ent, Inc.
1555 Adams Drive
Menlo Park CA 94025
V.p. Regulatory Affairs & Qlty No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-04-13 7,500 $0.72 7,500 No 4 M Direct
Common Stock Acquisiton 2015-04-13 4,401 $1.00 11,901 No 4 M Direct
Common Stock Acquisiton 2015-04-13 4,099 $0.72 16,000 No 4 M Direct
Common Stock Disposition 2015-04-13 16,000 $26.25 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2015-04-13 4,401 $0.00 4,401 $1.00
Common Stock Stock Option (right to buy) Disposition 2015-04-13 7,500 $0.00 7,500 $0.72
Common Stock Stock Option (right to buy) Disposition 2015-04-13 4,099 $0.00 4,099 $0.72
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-02-02 No 4 M Direct
0 2020-08-02 No 4 M Direct
18,401 2021-01-31 No 4 M Direct
Footnotes
  1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2014.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.56 to $26.86, inclusive. The Reporting Person undertakes to provide, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
  3. The shares subject to this option are immediately exercisable. 25% of the shares subject to the option vested on January 5, 2010 and 1/48th of the shares subject to the option vests monthly thereafter over three (3) years.
  4. The shares subject to the option are fully vested on August 3, 2010 grant date.
  5. The shares subject to the option are immediately exercisable. 1/48th of the shares subject to the option vest monthly over 48 months beginning March 1, 2011.