Filing Details
- Accession Number:
- 0001127602-15-014532
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-04-15 16:12:52
- Reporting Period:
- 2015-04-13
- Filing Date:
- 2015-04-15
- Accepted Time:
- 2015-04-15 16:12:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1156039 | Anthem Inc. | ANTM | Hospital & Medical Service Plans (6324) | 352145715 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1199310 | Md R Samuel Nussbaum | 120 Monument Circle Indianapolis IN 46204 | Evp & Chief Medical Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-04-13 | 46,667 | $76.59 | 157,640 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-04-13 | 2,673 | $30.10 | 160,313 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-04-13 | 14,508 | $154.29 | 145,805 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-04-13 | 34,832 | $155.06 | 110,973 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-04-13 | 46,667 | $0.00 | 46,667 | $76.59 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-04-13 | 2,673 | $0.00 | 2,673 | $30.10 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
20,000 | 2016-03-01 | No | 4 | M | Direct | |
0 | 2016-03-02 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2015.
- This transaction was executed in multiple trades at prices ranging from $153.78 to $154.72. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.
- This transaction was executed in multiple trades at prices ranging from $154.79 to $155.59. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.
- The option, representing a right to purchase a total of 66,667 shares, became exercisable in five equal semi-annual installments of 11,111 shares each and one semi-annual installment of 11,112 shares beginning on September 1, 2006, which was the six-month anniversary of the date on which the option was granted.
- The option, representing a right to purchase a total of 92,285 shares, became exercisable in one semi-annual installment of 15,380 shares and five equal semi-annual installments of 15,381 shares each beginning on September 2, 2009, which was the six-month anniversary of the date on which the option was granted.