Filing Details
- Accession Number:
- 0000796343-15-000123
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-04-15 16:01:34
- Reporting Period:
- 2015-04-13
- Filing Date:
- 2015-04-15
- Accepted Time:
- 2015-04-15 16:01:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
796343 | Adobe Systems Inc | ADBE | Services-Prepackaged Software (7372) | 770019522 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1032856 | E John Warnock | Adobe Systems Incorporated 345 Park Avenue San Jose CA 95110 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-04-13 | 15,000 | $76.16 | 708,703 | No | 4 | S | Indirect | by trust |
Common Stock | Acquisiton | 2015-04-14 | 8,382 | $45.03 | 717,085 | No | 4 | M | Indirect | by trust |
Common Stock | Acquisiton | 2015-04-14 | 21,258 | $33.18 | 738,343 | No | 4 | M | Indirect | by trust |
Common Stock | Acquisiton | 2015-04-14 | 21,276 | $33.23 | 759,619 | No | 4 | M | Indirect | by trust |
Common Stock | Acquisiton | 2015-04-14 | 15,942 | $23.28 | 775,561 | No | 4 | M | Indirect | by trust |
Common Stock | Disposition | 2015-04-14 | 66,858 | $75.04 | 708,703 | No | 4 | S | Indirect | by trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | by trust |
No | 4 | M | Indirect | by trust |
No | 4 | M | Indirect | by trust |
No | 4 | M | Indirect | by trust |
No | 4 | M | Indirect | by trust |
No | 4 | S | Indirect | by trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (right to buy) | Disposition | 2015-04-14 | 8,382 | $0.00 | 8,382 | $45.03 |
Common Stock | Stock Options (right to buy) | Disposition | 2015-04-14 | 21,258 | $0.00 | 21,258 | $33.18 |
Common Stock | Stock Options (right to buy) | Disposition | 2015-04-14 | 21,276 | $0.00 | 21,276 | $33.23 |
Common Stock | Stock Options (right to buy) | Disposition | 2015-04-14 | 15,942 | $0.00 | 15,942 | $23.28 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2015-04-14 | 2020-04-12 | No | 4 | M | Direct |
0 | 2015-04-14 | 2019-04-13 | No | 4 | M | Direct |
0 | 2015-04-14 | 2018-04-25 | No | 4 | M | Direct |
0 | 2015-04-14 | 2016-04-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 22,868 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $76.15 to $76.18. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- Shares held by The Warnock Family Trust uad 08/27/12 of which the reporting person is a trustee.
- This transaction was executed in multiple trades at prices ranging from $75.90 to $76.34. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- Options granted April 12, 2013 are fully vested and exercisable.
- Options granted April 13, 2012 are fully vested and exercisable.
- Options granted April 25, 2011 are fully vested and exercisable.
- Options granted April 2, 2009 are fully vested and exercisable.