Filing Details
- Accession Number:
- 0001437749-15-007373
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-04-14 21:12:19
- Reporting Period:
- 2015-04-10
- Filing Date:
- 2015-04-14
- Accepted Time:
- 2015-04-14 21:12:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1162461 | Cutera Inc | CUTR | Electromedical & Electrotherapeutic Apparatus (3845) | 770492262 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1285171 | P Kevin Connors | C/O Cutera, Inc. 3240 Bayshore Blvd Brisbane CA 94005 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-04-10 | 296 | $10.43 | 549,728 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-04-10 | 296 | $13.53 | 549,432 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-04-10 | 14,023 | $10.43 | 563,455 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-04-10 | 14,023 | $13.34 | 549,432 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-04-13 | 19,277 | $10.43 | 568,709 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-04-13 | 19,277 | $13.46 | 549,432 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-04-10 | 296 | $0.00 | 100,000 | $10.43 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-04-10 | 14,023 | $0.00 | 33,300 | $10.43 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-04-13 | 19,277 | $0.00 | 33,300 | $10.43 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-05-28 | 2015-05-28 | No | 4 | M | Direct |
19,277 | 2009-06-01 | 2015-05-28 | No | 4 | M | Direct |
0 | 2009-06-01 | 2015-05-28 | No | 4 | M | Direct |
Footnotes
- Stock sold pursuant to an employee stock option that was near its expiration date of May 28, 2015. The sales were made through a Rule 10b5-1 Plan and the stock prices ranged from $13.51 to $13.54, with $13.5303 being the average. The reporting person undertakes to provide to Cutera, Inc., any security holder of Cutera, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Stock sold pursuant to an employee stock option that was near its expiration date of May 28, 2015. The sales were made through a Rule 10b5-1 Plan and the stock prices ranged from $13.27 to $13.51, with $13.3447 being the average. The reporting person undertakes to provide to Cutera, Inc., any security holder of Cutera, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Stock sold pursuant to an employee stock option that was near its expiration date of May 28, 2015. The sales were made through a Rule 10b5-1 Plan and the stock prices ranged from $13.25 to $13.61, with $13.455 being the average. The reporting person undertakes to provide to Cutera, Inc., any security holder of Cutera, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- 100% of the shares subject to the stock option grant of 100,000 shares vested on May 28, 2011.
- Shares subject to the 33,300 stock option grant, vested as follows: 25% on June 1, 2009 and monthly thereafter through June 1, 2012 when they became fully vested.