Filing Details
- Accession Number:
- 0001209191-15-034122
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-04-14 19:32:49
- Reporting Period:
- 2015-04-10
- Filing Date:
- 2015-04-14
- Accepted Time:
- 2015-04-14 19:32:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1328143 | Adamas Pharmaceuticals Inc | ADMS | Pharmaceutical Preparations (2834) | 421560076 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1604541 | T Gregory Went | C/O Adamas Pharmaceuticals, Inc. 1900 Powell St., Suite 750 Emeryville CA 94608 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-04-10 | 1,000 | $1.88 | 11,008 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-04-10 | 900 | $18.09 | 10,108 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-04-10 | 100 | $19.00 | 10,008 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-04-10 | 3,077 | $18.16 | 402,903 | No | 4 | S | Indirect | Gregory T Went & Marjorie S Went ttees Went Family Living Trust dtd 03/24/11 |
| Common Stock | Disposition | 2015-04-10 | 500 | $19.07 | 402,403 | No | 4 | S | Indirect | Gregory T Went & Marjorie S Went ttees Went Family Living Trust dtd 03/24/11 |
| Common Stock | Acquisiton | 2015-04-14 | 80 | $1.88 | 10,088 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-04-14 | 80 | $18.00 | 10,008 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-04-14 | 10,000 | $1.88 | 20,008 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-04-14 | 100 | $18.00 | 402,303 | No | 4 | S | Indirect | Gregory T Went & Marjorie S Went ttees Went Family Living Trust dtd 03/24/11 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | Gregory T Went & Marjorie S Went ttees Went Family Living Trust dtd 03/24/11 |
| No | 4 | S | Indirect | Gregory T Went & Marjorie S Went ttees Went Family Living Trust dtd 03/24/11 |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | Gregory T Went & Marjorie S Went ttees Went Family Living Trust dtd 03/24/11 |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-04-10 | 1,000 | $0.00 | 1,000 | $1.88 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-04-14 | 80 | $0.00 | 80 | $1.88 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-04-14 | 10,000 | $0.00 | 10,000 | $1.88 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 230,080 | 2016-09-12 | No | 4 | M | Direct | |
| 230,000 | 2016-09-12 | No | 4 | M | Direct | |
| 220,000 | 2016-09-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 6,666 | Indirect | Gregory T Went Cust - Bridget Went Under CA Uniform Transfers to Minors Act |
| Common Stock | 6,666 | Indirect | Gregory T Went Cust - Cora Went Under CA Uniform Transfers to Minors Act |
| Common Stock | 80,000 | Indirect | Gregory T Went & Marjorie S Went ttees 2012 Irr Trust FBO Bridget Elise Went |
| Common Stock | 80,000 | Indirect | Gregory T Went & Marjorie S Went ttees 2012 Irr Trust FBO Cora Margaret Went |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- This transaction was executed in multiple trades at prices ranging from $18.00 to $18.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $18.00 to $18.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $19.00 to $19.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This option is fully vested and exercisable.
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