Filing Details
- Accession Number:
- 0001209191-15-034120
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-04-14 19:30:03
- Reporting Period:
- 2015-04-10
- Filing Date:
- 2015-04-14
- Accepted Time:
- 2015-04-14 19:30:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1123494 | Harvard Bioscience Inc | HBIO | Laboratory Analytical Instruments (3826) | 043306140 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1008643 | David Green | 84 October Hill Road Holliston MA 01746 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-04-10 | 29,336 | $6.68 | 865,085 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-04-13 | 23,700 | $6.56 | 841,385 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-04-14 | 27,132 | $6.57 | 814,253 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 322,124 | Indirect | David Green 2015-1 Annuity Trust |
Common Stock | 300,000 | Indirect | David Green 2013 Annuity Trust |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $6.53 to $6.81. The price reported above reflects the weighted average sale [or purchase] price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Reflects the transfer of 322,124 shares of common stock on March 12, 2015 from the reporting person to the David Green 2015-1 Annuity Trust.
- Includes (a) a deferred stock award of 19,400 restricted stock units which vest on May 30, 2015; (b) a deferred stock award of 29,215 restricted stock units which vest on January 1, 2016; (c) a deferred stock award of 27,375 restricted stock units which vest in equal installments on January 1, 2016 and January 1, 2017; and (d) 789,095 shares of common stock held by the Reporting Person.
- This transaction was executed in multiple trades at prices ranging from $6.45 to $6.62. The price reported above reflects the weighted average sale [or purchase] price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Includes (a) a deferred stock award of 19,400 restricted stock units which vest on May 30, 2015; (b) a deferred stock award of 29,215 restricted stock units which vest on January 1, 2016; (c) a deferred stock award of 27,375 restricted stock units which vest in equal installments on January 1, 2016 and January 1, 2017; and (d) 765,395 shares of common stock held by the Reporting Person.
- This transaction was executed in multiple trades at prices ranging from $6.45 to $6.60. The price reported above reflects the weighted average sale [or purchase] price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Includes (a) a deferred stock award of 19,400 restricted stock units which vest on May 30, 2015; (b) a deferred stock award of 29,215 restricted stock units which vest on January 1, 2016; (c) a deferred stock award of 27,375 restricted stock units which vest in equal installments on January 1, 2016 and January 1, 2017; and (d) 738,263 shares of common stock held by the Reporting Person.