Filing Details
- Accession Number:
- 0001437749-15-007365
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-04-14 17:08:50
- Reporting Period:
- 2015-04-10
- Filing Date:
- 2015-04-14
- Accepted Time:
- 2015-04-14 17:08:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1443669 | Proto Labs Inc | PRLB | Fabricated Structural Metal Products (3440) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1542616 | B. John Tumelty | 5540 Pioneer Creek Drive Maple Plain MN 55359 | Vp/Gm & Managing Director-Emea | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-04-10 | 12,000 | $7.86 | 16,221 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-04-10 | 12,000 | $75.12 | 4,221 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-04-13 | 9,000 | $7.86 | 13,221 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-04-13 | 9,000 | $75.01 | 4,221 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-04-10 | 12,000 | $0.00 | 12,000 | $7.86 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-04-13 | 9,000 | $0.00 | 9,000 | $7.86 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 30,000 | 2020-12-21 | No | 4 | M | Direct | |
| 21,000 | 2020-12-21 | No | 4 | M | Direct |
Footnotes
- Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2014.
- Reflects the weighted average price of 12,000 shares of common stock of Proto Labs, Inc. sold by the reporting person on April 10, 2015 with sale prices ranging from $75.00 to $75.50 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average price of 9,000 shares of common stock of Proto Labs, Inc. sold by the reporting person on April 13, 2015 with sale prices ranging from $75.00 to $75.15 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The option vests as to 20% of the shares in five annual installments beginning on December 21, 2011.
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