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Home > Insider Trading > Filing (0000908662-15-000141)

Filing Details

Accession Number:: 0000908662-15-000141
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-04-13 16:17:57
Reporting Period:: 2015-03-20

Filing Date:: 2015-04-13
Accepted Time:: 2015-04-13 16:17:57
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1373561	Newstar Financial Inc.	NEWS	Finance Lessors (6172)	542157878

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1279796	R Frank Noonan	C/O Newstar Financial, Inc. 500 Boylston Street, Suite 1250 Boston MA 02116		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2015-03-20	25,000	$6.40	77,988	No	4	M	Direct
Common Stock	Disposition	2015-03-20	5,058	$11.01	72,930	No	4	F	Direct
Common Stock	Disposition	2015-03-20	3,642	$11.01	69,288	No	4	S	Direct
Common Stock	Disposition	2015-03-20	9,344	$11.17	59,944	No	4	F	Direct
Common Stock	Disposition	2015-03-20	6,956	$11.17	52,988	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2015-03-20	25,000	$0.00	25,000	$6.40

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2015-05-14	No	4	M	Direct

Footnotes

The options were fully exercisable as of May 14, 2011.