Filing Details
- Accession Number:
- 0001104659-15-027039
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2015-04-10 16:23:36
- Reporting Period:
- 2014-11-11
- Filing Date:
- 2015-04-10
- Accepted Time:
- 2015-04-10 16:23:36
- Original Submission Date:
- 2014-11-13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1314772 | Summer Infant Inc. | SUMR | Miscellaneous Manufacturing Industries (3990) | 201994619 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1553563 | Carol Bramson | C/O Summer Infant, Inc. 1275 Park East Drive Woonsocket RI 02895 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-11-11 | 38,500 | $2.58 | 105,518 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2014-11-11 | 19,250 | $2.58 | 86,269 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $2.08 to $2.77 per share. The price reported above reflects the weighted average purchase price. Upon request, the reporting person will provide full information regarding the number of shares and prices at which the transaction was effected.
- Due to a computational error in a prior filing, the amount of securities reported in column 5 as indirectly beneficially owned following the acquisitions was incorrectly reported. The error occurred in a Form 4 filed on June 14, 2013 and was inadvertently carried forward to a subsequent Form 4 filed on November 13, 2014. This amendment is being filed to correct this error.
- Shares held by the Carol E. Bramson Trust and Howard Bramson Trust - Tenants in Common.
- Shares held by TBG Capital, LLC Defined Benefit Pension Plan and Trust.