Filing Details
- Accession Number:
- 0001209191-15-033478
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-04-10 07:17:20
- Reporting Period:
- 2015-04-08
- Filing Date:
- 2015-04-10
- Accepted Time:
- 2015-04-10 07:17:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1616862 | Axalta Coating Systems Ltd. | AXTA | Paints, Varnishes, Lacquers, Enamels & Allied Prods (2851) | 981073028 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1562450 | Carlyle Coatings Partners, L.p. | C/O Intertrust Corporate Services 190 Elgin Avenue George Town, Grand Cayman E9 KY1-9005 | No | No | Yes | No | |
1624753 | Tc Group V Cayman, L.p. | C/O Intertrust Corporate Services 190 Elgin Avenue George Town, Grand Cayman E9 KY1-9005 | No | No | Yes | No | |
1624761 | Cp V Coinvestment B Cayman, Lp | C/O Intertrust Corporate Services 190 Elgin Avenue George Town, Grand Cayman E9 KY1-9005 | No | No | Yes | No | |
1624762 | Cp V Coinvestment A Cayman, Lp | C/O Intertrust Corporate Services 190 Elgin Avenue George Town, Grand Cayman E9 KY1-9005 | No | No | Yes | No | |
1624763 | Carlyle Partners V-A Cayman, L.p. | C/O Intertrust Corporate Services, 190 Elgin Avenue, George Town, Grand Cayman, E9 KY1-9005 | No | No | Yes | No | |
1624764 | Carlyle Partners V Sa3 Cayman, L.p. | C/O Intertrust Corporate Services 190 Elgin Avenue George Town, Grand Cayman E9 KY1-9005 | No | No | Yes | No | |
1624765 | Carlyle Partners V Sa2 Cayman, L.p. | C/O Intertrust Corporate Services 190 Elgin Avenue George Town, Grand Cayman E9 KY1-9005 | No | No | Yes | No | |
1624766 | Carlyle Partners V Sa1 Cayman, L.p. | C/O Intertrust Corporate Services 190 Elgin Avenue George Town, Grand Cayman E9 KY1-9005 | No | No | Yes | No | |
1624767 | Cp V General Partner, L.l.c. | The Carlyle Group 1001 Pennsylvania Ave. Nw, Suite 220 S. Washington DC 20004-2505 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Disposition | 2015-04-08 | 46,000,000 | $27.02 | 124,311,996 | No | 4 | S | Indirect | See footnote |
Common Shares | Disposition | 2015-04-08 | 20,000,000 | $28.00 | 104,311,996 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Footnotes
- Following the reported transactions, includes: 22,197,168 shares held by Carlyle Partners V SA1 Cayman, L.P. ("CPV SA1"), 20,012,435 shares held by Carlyle Partners V SA2 Cayman, L.P. ("CPV SA2"), 20,538,206 shares held by Carlyle Partners V SA3 Cayman, L.P. ("CPV SA3"), 1,286,745 shares held by Carlyle Partners V-A Cayman, L.P. ("CPV-A"), 2,437,933 shares held by CP V Coinvestment A Cayman, L.P. ("CPV Coinvest A"), 292,682 shares held by CP V Coinvestment B Cayman, L.P. ("CPV Coinvest B"), 13,264,808 shares held by Carlyle Coatings Partners, L.P. ("CCP" and, together with CPV SA1, CPV SA2, CPV SA3, CPV-A, CPV Coinvest A and CPV Coinvest B, the "Carlyle Cayman Shareholders") and 24,282,019 shares held by CEP III Participations, S.a r.l. SICAR ("CEP III" and, together with the Carlyle Cayman Shareholders, the "Carlyle Shareholders").
- Carlyle Group Management L.L.C. is the general partner of The Carlyle Group L.P., which is a publicly traded entity listed on NASDAQ. The Carlyle Group L.P. is the managing member of Carlyle Holdings II GP L.L.C., which is the general partner of Carlyle Holdings II L.P., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of CP V General Partner, L.L.C. and the sole shareholder of CEP III Managing GP Holdings, Ltd. CP V General Partner, L.L.C. is the general partner of TC Group V Cayman, L.P., which is the general partner of each of the Carlyle Cayman Shareholders. CEP III Managing GP Holdings, Ltd. is the general partner of CEP III Managing GP, L.P., which is the general partner of Carlyle Europe Partners III, L.P., which is the sole shareholder of CEP III.