Filing Details
- Accession Number:
- 0001162194-15-000073
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-04-09 20:45:28
- Reporting Period:
- 2015-04-08
- Filing Date:
- 2015-04-09
- Accepted Time:
- 2015-04-09 20:45:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1162194 | Fluidigm Corp | FLDM | Laboratory Analytical Instruments (3826) | 770513190 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1435767 | Chan Mai Yow | Fluidigm Corporation 7000 Shoreline Court, Suite 100 South San Francisco CA 94080 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-04-08 | 7,859 | $14.60 | 9,375 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-04-08 | 22,141 | $15.49 | 31,516 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-04-08 | 10,000 | $42.00 | 21,516 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-04-08 | 20,000 | $43.00 | 1,516 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-04-08 | 7,859 | $0.00 | 7,859 | $14.60 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-04-08 | 22,141 | $0.00 | 22,141 | $15.49 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
834 | 2021-05-17 | No | 4 | M | Direct | |
37,859 | 2022-02-17 | No | 4 | M | Direct |
Footnotes
- The sales reported by Ms. Yow were effected pursuant to a Rule 10b5-1 trading plan adopted on March 3, 2015.
- 1/48th of the shares subject to the Option vested on June 18, 2011 and 1/48th of the shares subject to the Option vest each month thereafter, such that the Option will be fully vested on May 18, 2015.
- 1/48th of the shares subject to the Option vested on February 17, 2012 and 1/48th of the shares subject to the Option vested on March 1, 2012 and each month thereafter, such that the Option will be fully vested on January 1, 2016.