Filing Details
- Accession Number:
- 0001209191-15-033469
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-04-09 19:43:58
- Reporting Period:
- 2015-04-07
- Filing Date:
- 2015-04-09
- Accepted Time:
- 2015-04-09 19:43:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1095315 | Pfsweb Inc | PFSW | Services-Business Services, Nec (7389) | 752837058 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1233452 | D Cynthia Almond | C/O Pfsweb, 505 Millennium Allen TX 75013 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-04-07 | 660 | $4.14 | 38,080 | No | 5 | M | Direct | |
| Common Stock | Disposition | 2015-04-07 | 660 | $11.00 | 37,420 | No | 5 | S | Direct | |
| Common Stock | Acquisiton | 2015-04-08 | 291 | $4.14 | 37,711 | No | 5 | M | Direct | |
| Common Stock | Disposition | 2015-04-08 | 291 | $11.00 | 37,420 | No | 5 | S | Direct | |
| Common Stock | Acquisiton | 2015-04-09 | 200 | $4.14 | 37,620 | No | 5 | M | Direct | |
| Common Stock | Disposition | 2015-04-09 | 200 | $11.00 | 37,420 | No | 5 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | M | Direct | |
| No | 5 | S | Direct | |
| No | 5 | M | Direct | |
| No | 5 | S | Direct | |
| No | 5 | M | Direct | |
| No | 5 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to buy | Disposition | 2015-04-07 | 660 | $0.00 | 660 | $4.14 |
| Common Stock | Option to buy | Disposition | 2015-04-08 | 291 | $0.00 | 291 | $4.14 |
| Common Stock | Option to buy | Disposition | 2015-04-09 | 200 | $0.00 | 200 | $4.14 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,890 | 2018-05-19 | No | 5 | M | Direct | |
| 1,599 | 2018-05-19 | No | 5 | M | Direct | |
| 1,399 | 2018-05-19 | No | 5 | M | Direct |
Footnotes
- Exercise of employee stock option issued under employee stock option plan
- These shares became exercisable on a cumulative basis from August 20, 2008 to May 20, 2011
Billionaire Hedge Funds
