Filing Details
- Accession Number:
- 0001079974-15-000251
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-04-09 18:02:37
- Reporting Period:
- 2014-04-18
- Filing Date:
- 2015-04-09
- Accepted Time:
- 2015-04-09 18:02:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1389870 | Omni Bio Pharmaceutical Inc. | OMBP | Biological Products, (No Disgnostic Substances) (2836) | 208097969 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1377756 | Boco Investments Llc | 262 East Mountain Ave. Fort Collins CO 80524 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common | Acquisiton | 2015-02-27 | 2,998,678 | $0.25 | 10,132,678 | No | 4 | P | Direct | |
Common | Acquisiton | 2015-02-27 | 3,000,000 | $0.01 | 13,132,678 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant | Disposition | 2014-04-18 | 2,900,000 | $0.00 | 2,900,000 | $0.25 |
Common Stock | Warrant | Disposition | 2014-04-18 | 1,450,000 | $0.00 | 1,450,000 | $0.25 |
Common Stock | Warrant | Acquisiton | 2014-04-18 | 2,900,000 | $0.00 | 2,900,000 | $0.25 |
Common Stock | Warrant | Acquisiton | 2014-04-18 | 1,450,000 | $0.00 | 1,450,000 | $0.25 |
Common Stock | Warrant | Acquisiton | 2014-04-18 | 3,000,000 | $0.00 | 3,000,000 | $0.01 |
Common Stock | Convertible Note | Disposition | 2015-02-27 | 2,400,000 | $0.25 | 2,998,678 | $0.25 |
Common Stock | Warrant | Disposition | 2015-02-27 | 3,000,000 | $0.01 | 3,000,000 | $0.01 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
7,350,000 | 2009-03-31 | 2017-03-31 | No | 4 | J | Direct |
7,350,000 | 2009-03-31 | 2017-03-31 | No | 4 | J | Direct |
7,350,000 | 2009-03-31 | 2019-12-31 | No | 4 | J | Direct |
7,350,000 | 2009-03-31 | 2019-12-31 | No | 4 | J | Direct |
10,350,000 | 2014-04-18 | 2015-04-15 | No | 4 | P | Direct |
7,950,000 | 2012-10-31 | 2015-10-31 | No | 4 | C | Direct |
4,950,000 | 2014-04-18 | 2015-04-15 | No | 4 | X | Direct |
Footnotes
- This Warrant amends and restates in its entirety a previous Warrant for the same number of shares for the purpose extending the contractual period to December 31, 2019 and resetting of the Exercise Price to $0.25.
- Conversion of the previously reported $600,000 Convertible Promissory Note with principal of $600,000 and accrued interest of $149,669.58.
- Exercise of the previously reported 3,000,000 warrants.