Filing Details
- Accession Number:
- 0001127602-15-014243
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-04-09 16:34:56
- Reporting Period:
- 2015-04-07
- Filing Date:
- 2015-04-09
- Accepted Time:
- 2015-04-09 16:34:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1305014 | Ashland Inc. | ASH | Wholesale-Chemicals & Allied Products (5160) | 200865835 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1378228 | L Theodore Harris | 5200 Blazer Parkway Dublin OH 43017 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-04-07 | 11,100 | $128.65 | 70,623 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-04-07 | 6,860 | $128.65 | 63,763 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2015-04-07 | 9,825 | $128.65 | 73,588 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-04-07 | 7,272 | $128.65 | 66,316 | No | 4 | F | Direct | |
Common Stock | Disposition | 2015-04-07 | 10,000 | $128.88 | 56,316 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-04-08 | 4,240 | $127.47 | 52,076 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-04-08 | 2,553 | $127.47 | 49,523 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Right | Disposition | 2015-04-07 | 11,100 | $0.00 | 11,100 | $55.56 |
Common Stock | Stock Appreciation Right | Disposition | 2015-04-07 | 9,825 | $0.00 | 9,825 | $70.37 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-12-02 | 2022-01-02 | No | 4 | M | Direct |
3,275 | 2013-11-14 | 2022-12-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,676 | Indirect | 401(k) |
Footnotes
- The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2015.
- Includes 20,148 shares of unvested Restricted Stock.
- Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 8 below.
- Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 9 below.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.65 to $128.99, inclusive. The reporting person undertakes to provide to Ashland Inc., any security holder of Ashland Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Based on Employee Savings Plan information as of April 7, 2015, the latest date for which such information is reasonably available.
- Stock Appreciation Right granted pursuant to the Amended and Restated 2011 Ashland Inc. Incentive Plan which vests in three annual installments: 50% after the 1st year, the next 25% the 2nd year and the remaining 25% the 3rd year.
- Stock Appreciation Right granted pursuant to the Amended and Restated 2011 Ashland Inc. Incentive Plan which vests in three annual installments: 50% after the 1st year, the next 25% the 2nd year and the remaining 25% the 3rd year.