Filing Details
- Accession Number:
- 0001209191-15-033271
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-04-08 20:49:23
- Reporting Period:
- 2015-04-06
- Filing Date:
- 2015-04-08
- Accepted Time:
- 2015-04-08 20:49:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1161315 | Yodlee Inc | YDLE | Services-Prepackaged Software (7372) | 330843318 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1610379 | Joseph Polverari | C/O Yodlee, Inc. 3600 Bridge Parkway, Suite 200 Redwood City CA 94065 | Chief Strategy & Dev Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-04-06 | 51,618 | $3.30 | 77,534 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-04-06 | 2,148 | $12.52 | 75,386 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-04-06 | 4,392 | $12.52 | 70,994 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-04-06 | 31,618 | $12.51 | 39,376 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to purchaseCommon Stock | Disposition | 2015-04-06 | 20,000 | $0.00 | 20,000 | $3.30 |
| Common Stock | Option to purchaseCommon Stock | Disposition | 2015-04-06 | 31,618 | $0.00 | 31,618 | $3.30 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-10-22 | 2015-10-01 | No | 4 | M | Direct |
| 18,382 | 2008-02-01 | 2016-09-19 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2014.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.26 to $12.89, inclusive. The reporting person undertakes to provide Yodlee, Inc. any security holder of Yodlee, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.25 to $12.89, inclusive. The reporting person undertakes to provide Yodlee, Inc. any security holder of Yodlee, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.25 to $12.90, inclusive. The reporting person undertakes to provide Yodlee, Inc. any security holder of Yodlee, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- 100% of the shares subject to the option are fully vested and exercisable as of the date hereof.
Billionaire Hedge Funds
