Filing Details
- Accession Number:
- 0001179110-15-006150
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-04-08 17:43:36
- Reporting Period:
- 2015-04-06
- Filing Date:
- 2015-04-08
- Accepted Time:
- 2015-04-08 17:43:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
917273 | Rambus Inc | RMBS | Semiconductors & Related Devices (3674) | 943112828 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1570465 | Jae Kim | 1050 Enterprise Way, Suite 700 Sunnyvale CA 94089 | Svp & Gc | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-04-06 | 2,786 | $7.31 | 30,310 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-04-06 | 2,381 | $5.63 | 32,691 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-04-06 | 5,229 | $5.63 | 37,920 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-04-06 | 3,036 | $5.46 | 40,956 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-04-06 | 1,821 | $5.46 | 42,777 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-04-06 | 2,571 | $8.76 | 45,348 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-04-06 | 19,342 | $12.55 | 26,006 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-04-06 | 2,786 | $0.00 | 2,786 | $7.31 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-04-06 | 2,381 | $0.00 | 2,381 | $5.63 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-04-06 | 5,229 | $0.00 | 5,229 | $5.63 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-04-06 | 3,036 | $0.00 | 3,036 | $5.46 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-04-06 | 1,821 | $0.00 | 1,821 | $5.46 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-04-06 | 2,571 | $0.00 | 2,571 | $8.76 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
12,214 | 2020-08-01 | No | 4 | M | Direct | |
8,333 | 2021-02-01 | No | 4 | M | Direct | |
18,300 | 2021-02-01 | No | 4 | M | Direct | |
21,964 | 2023-02-01 | No | 4 | M | Direct | |
13,179 | 2023-08-01 | No | 4 | M | Direct | |
42,429 | 2024-02-03 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 are pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 6, 2015.
- The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $12.45 to $12.59. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- Ten percent of the shares subject to the option vested on August 1, 2012 and the remaining shares vested monthly thereafter until fully vested on August 1, 2016.
- One-third of the shares subject to the option vested on June 22, 2013 and the remaining shares vested monthly thereafter until fully vested on June 22, 2015.
- Ten percent of the shares subject to the option vested on August 1, 2013 and the remaining shares vested monthly thereafter until fully vested on August 1, 2017.
- Ten percent of the shares subject to the option vested on August 3, 2014 and the remaining shares vested monthly thereafter until fully vested on August 3, 2017.