Filing Details

Accession Number:
0001140361-15-014775
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-04-08 17:14:32
Reporting Period:
2015-04-06
Filing Date:
2015-04-08
Accepted Time:
2015-04-08 17:14:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
58592 4Licensing Corp FOUR Patent Owners & Lessors (6794) 132691380
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1492831 Wade Massad C/O 4Licensing Corporation
767 Third Avenue, 17Th Floor
New York NY 10017
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-04-06 1,000 $0.26 38,200 No 4 X Direct
Common Stock Disposition 2015-04-06 1,000 $0.80 37,200 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Nonstatutory Stock Option (right to buy) Disposition 2015-04-06 1,000 $0.00 1,000 $0.26
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
186,811 2023-02-27 No 4 X Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 617,100 Indirect See footnote
Footnotes
  1. Represents 617,100 shares held and or managed by Cleveland Capital Management L.L.C. ("Cleveland Capital"). The Reporting Person is a managing director in Cleveland Capital and may have a pecuniary interest in the shares. The Reporting Person disclaims beneficial ownership of any shares of common stock in which he does not have a pecuniary interest.
  2. The option vested in three equal installments on February 27, 2013, 2014 and 2015.