Filing Details
- Accession Number:
- 0001140361-15-014742
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-04-08 16:47:48
- Reporting Period:
- 2015-04-07
- Filing Date:
- 2015-04-08
- Accepted Time:
- 2015-04-08 16:47:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1501756 | Avalanche Biotechnologies Inc. | AAVL | Biological Products, (No Disgnostic Substances) (2836) | 205258327 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1614869 | S. Mark Blumenkranz | C/O Avalanche Biotechnologies, Inc. 1035 O'Brien Drive, Suite A Menlo Park CA 94025 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-04-07 | 21,774 | $38.59 | 624,215 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-04-07 | 726 | $39.06 | 623,489 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-04-08 | 2,500 | $39.94 | 620,989 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-04-07 | 968 | $38.59 | 11,563 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2015-04-07 | 32 | $39.06 | 11,531 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2015-04-07 | 968 | $38.59 | 11,563 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2015-04-07 | 32 | $39.06 | 11,531 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2015-04-07 | 968 | $38.59 | 11,563 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2015-04-07 | 32 | $39.06 | 11,531 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Footnotes
- Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.
- This transaction was executed in multiple trades in prices ranging from $38.02 to $39.00, inclusive. The price reported in Column 4 above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- This transaction was executed in multiple trades in prices ranging from $39.025 to $39.16, inclusive. The price reported in Column 4 above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- This transaction was executed in multiple trades in prices ranging from $39.90 to $40.05, inclusive. The price reported in Column 4 above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- The shares are held directly by the Carla Helene Blumenkranz Irrevocable Trust.
- The shares are held directly by the Erik Davis Blumenkranz Irrevocable Trust.
- The shares are held directly by the Scott Aubrey Blumenkranz Irrevocable Trust.