Filing Details
- Accession Number:
- 0001127602-15-014191
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-04-08 16:21:01
- Reporting Period:
- 2015-04-06
- Filing Date:
- 2015-04-08
- Accepted Time:
- 2015-04-08 16:21:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1156039 | Anthem Inc. | ANTM | Hospital & Medical Service Plans (6324) | 352145715 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1321392 | S Wayne Deveydt | 120 Monument Circle Indianapolis IN 46204 | Evp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-04-06 | 37,012 | $66.23 | 156,475 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-04-06 | 27,873 | $61.88 | 184,348 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-04-06 | 10,528 | $153.17 | 173,820 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-04-06 | 13,790 | $154.63 | 160,030 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-04-06 | 77,904 | $155.50 | 82,126 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-04-06 | 12,519 | $155.97 | 69,607 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-04-06 | 37,012 | $0.00 | 37,012 | $66.23 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-04-06 | 27,873 | $0.00 | 27,873 | $61.88 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2019-03-01 | No | 4 | M | Direct | |
13,938 | 2020-03-01 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 5, 2015.
- This transaction was executed in multiple trades at prices ranging from $152.90 to $153.89. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $153.90 to $154.89. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $154.90 to $155.89. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $155.90 to $156.04. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option, representing a right to purchase a total of 37,012 shares, became exercisable in two equal semi-annual installments of 6,168 shares each and four equal semi-annual installments of 6,169 shares each beginning on September 1, 2012, which was the six-month anniversary of the date on which the option was granted.
- The option, representing a right to purchase a total of 41,811 shares, became exercisable in three equal semi-annual installments of 6,968 shares each and three equal semi-annual installments of 6,969 shares each beginning on September 1, 2013, which was the six-month anniversary of the date on which the option was granted.