Filing Details
- Accession Number:
- 0001580695-15-000107
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-04-08 15:45:09
- Reporting Period:
- 2011-12-09
- Filing Date:
- 2015-04-08
- Accepted Time:
- 2015-04-08 15:45:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1124127 | Mint Leasing Inc | MLES | Finance Lessors (6172) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1440022 | Jerry Parish | 323 North Loop West Houston TX 77008 | President, Ceo, And Secretary | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-12-09 | 2,239,436 | $0.00 | 42,678,872 | No | 4 | G | Direct | |
| Common Stock | Acquisiton | 2015-03-31 | 84,256 | $0.20 | 42,763,128 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | G | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-09-23 | 2,000,000 | $0.00 | 2,000,000 | $3.00 |
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2014-09-23 | 2,000,000 | $0.00 | 2,000,000 | $0.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,000,000 | 2018-07-18 | No | 4 | J | Direct | |
| 2,000,000 | 2018-07-18 | No | 4 | J | Direct |
Footnotes
- Effective September 23, 2014, Mr. Parish, as sole director of the Issuer, approved a re-pricing of the 2 million options to purchase shares of the Issuer's common stock at an exercise price of $3.00 per share which were originally granted to Mr. Parish in 2008, to provide for such options to have an exercise price of $0.10 per share. The options were re-priced in consideration for services rendered to the Issuer by Mr. Parish as Chief Executive Officer, and due to the fact that the Issuer's common stock has consistently traded well below the original $3.00 per share exercise price.
- One-third of the options vested to Mr. Parish on the first, second and third anniversary of the grant date (July, 28, 2008).
- Granted to Mr. Parish in his capacity as an officer and director of the Issuer, which grant was exempt from Section 16(b) pursuant to Rule 16b-3(d).
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