Filing Details
- Accession Number:
- 0001225208-15-009809
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-04-08 13:26:57
- Reporting Period:
- 2015-04-06
- Filing Date:
- 2015-04-08
- Accepted Time:
- 2015-04-08 13:26:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1489393 | Lyondellbasell Industries N.v. | LYB | Industrial Organic Chemicals (2860) | 980646235 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1522542 | D. Timothy Roberts | 4Th Floor One Vine Street London X0 W1J 0AH | Evp, Global O&P | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Ordinary Shares | Acquisiton | 2015-04-06 | 7,152 | $44.00 | 84,487 | No | 4 | M | Direct | |
Class A Ordinary Shares | Acquisiton | 2015-04-06 | 6,075 | $37.20 | 90,562 | No | 4 | M | Direct | |
Class A Ordinary Shares | Acquisiton | 2015-04-06 | 5,485 | $60.51 | 96,047 | No | 4 | M | Direct | |
Class A Ordinary Shares | Acquisiton | 2015-04-06 | 2,821 | $85.80 | 98,868 | No | 4 | M | Direct | |
Class A Ordinary Shares | Disposition | 2015-04-06 | 8,879 | $90.95 | 89,989 | No | 4 | F | Direct | |
Class A Ordinary Shares | Disposition | 2015-04-06 | 17,036 | $90.00 | 72,953 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Ordinary Shares | Opt - Stock Option | Disposition | 2015-04-06 | 5,485 | $0.00 | 5,485 | $60.51 |
Class A Ordinary Shares | Opt - Stock Option | Disposition | 2015-04-06 | 2,821 | $0.00 | 2,821 | $85.80 |
Class A Ordinary Shares | Opt - Stock Option | Disposition | 2015-04-06 | 7,152 | $0.00 | 7,152 | $44.00 |
Class A Ordinary Shares | Opt - Stock Option | Disposition | 2015-04-06 | 6,075 | $0.00 | 6,075 | $37.20 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,485 | 2023-02-12 | No | 4 | M | Direct | |
5,642 | 2017-02-20 | No | 4 | M | Direct | |
0 | 2022-02-28 | No | 4 | M | Direct | |
0 | 2021-06-02 | No | 4 | M | Direct |
Footnotes
- The exercise of stock options, the sale of the shares acquired upon exercise and the withholding of shares by the Company in payment of exercise prices and withholding taxes reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2015.
- Includes 62,644 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 4,137 granted on June 2, 2011 vest on June 2, 2016; 3,921 granted on February 28, 2012 vest on February 28, 2017; 3,060 granted on February 20, 2014 vest on February 20, 2017; 3,008 vest on February 12, 2018; 4,424 granted on January 21, 2015 that vest on January 21, 2016, 6,636 granted on January 21, 2015 that vest on January 21, 2017, 11,059 granted on January 21, 2015 that vest on January 21, 2018, 11,059 granted on January 21, 2015 that vest on January 21, 2019; 11,059 granted on January 21, 2015 that vest on January 21, 2020 and 4,281 granted on February 17, 2015 that vest on February 17, 2018.
- Award granted on February 12, 2013 and vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant.
- Award granted on February 20, 2014 and vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant.
- Award granted on February 28, 2012 and vested in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant.
- Award granted on June 2, 2011 and vested in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant.