Filing Details

Accession Number:
0001225208-15-009809
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-04-08 13:26:57
Reporting Period:
2015-04-06
Filing Date:
2015-04-08
Accepted Time:
2015-04-08 13:26:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1489393 Lyondellbasell Industries N.v. LYB Industrial Organic Chemicals (2860) 980646235
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1522542 D. Timothy Roberts 4Th Floor
One Vine Street
London X0 W1J 0AH
Evp, Global O&P No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Ordinary Shares Acquisiton 2015-04-06 7,152 $44.00 84,487 No 4 M Direct
Class A Ordinary Shares Acquisiton 2015-04-06 6,075 $37.20 90,562 No 4 M Direct
Class A Ordinary Shares Acquisiton 2015-04-06 5,485 $60.51 96,047 No 4 M Direct
Class A Ordinary Shares Acquisiton 2015-04-06 2,821 $85.80 98,868 No 4 M Direct
Class A Ordinary Shares Disposition 2015-04-06 8,879 $90.95 89,989 No 4 F Direct
Class A Ordinary Shares Disposition 2015-04-06 17,036 $90.00 72,953 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Ordinary Shares Opt - Stock Option Disposition 2015-04-06 5,485 $0.00 5,485 $60.51
Class A Ordinary Shares Opt - Stock Option Disposition 2015-04-06 2,821 $0.00 2,821 $85.80
Class A Ordinary Shares Opt - Stock Option Disposition 2015-04-06 7,152 $0.00 7,152 $44.00
Class A Ordinary Shares Opt - Stock Option Disposition 2015-04-06 6,075 $0.00 6,075 $37.20
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,485 2023-02-12 No 4 M Direct
5,642 2017-02-20 No 4 M Direct
0 2022-02-28 No 4 M Direct
0 2021-06-02 No 4 M Direct
Footnotes
  1. The exercise of stock options, the sale of the shares acquired upon exercise and the withholding of shares by the Company in payment of exercise prices and withholding taxes reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2015.
  2. Includes 62,644 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 4,137 granted on June 2, 2011 vest on June 2, 2016; 3,921 granted on February 28, 2012 vest on February 28, 2017; 3,060 granted on February 20, 2014 vest on February 20, 2017; 3,008 vest on February 12, 2018; 4,424 granted on January 21, 2015 that vest on January 21, 2016, 6,636 granted on January 21, 2015 that vest on January 21, 2017, 11,059 granted on January 21, 2015 that vest on January 21, 2018, 11,059 granted on January 21, 2015 that vest on January 21, 2019; 11,059 granted on January 21, 2015 that vest on January 21, 2020 and 4,281 granted on February 17, 2015 that vest on February 17, 2018.
  3. Award granted on February 12, 2013 and vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant.
  4. Award granted on February 20, 2014 and vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant.
  5. Award granted on February 28, 2012 and vested in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant.
  6. Award granted on June 2, 2011 and vested in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant.