Filing Details
- Accession Number:
- 0001144204-15-021680
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-04-08 09:03:02
- Reporting Period:
- 2015-04-07
- Filing Date:
- 2015-04-08
- Accepted Time:
- 2015-04-08 09:03:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1490013 | Full Circle Capital Corp | FULL | () | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1590854 | J Gregg Felton | 102 Greenwich Avenue, 2Nd Floor Greenwich CT 06830 | Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-04-07 | 445,050 | $3.50 | 667,101 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2015-04-07 | 1,428,572 | $3.50 | 1,453,692 | No | 4 | P | Indirect | By Full Circle Advisors LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | By Full Circle Advisors LLC |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Subscription Rights | Acquisiton | 2015-03-30 | 445,050 | $0.00 | 445,050 | $3.50 |
| Common Stock | Subscription Rights | Acquisiton | 2015-03-30 | 1,428,572 | $0.00 | 1,428,572 | $3.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-03-13 | 2015-03-30 | No | 4 | X | Direct |
| 0 | 2015-03-13 | 2015-03-30 | No | 4 | X | Indirect |
Footnotes
- Amount represents 1,453,692 shares owned by Full Circle Advisors LLC, of which Gregg Felton is a managing member thereof.
- Subscription Rights received pursuant to a pro rata distribution thereof to the stockholders of record of Full Circle Capital Corporation as of March 6, 2015 in connection with a rights offering.
Billionaire Hedge Funds
