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Home > Insider Trading > Filing (0001520138-15-000143)

Filing Details

Accession Number:: 0001520138-15-000143
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-04-07 14:31:52
Reporting Period:: 2015-04-06

Filing Date:: 2015-04-07
Accepted Time:: 2015-04-07 14:31:52
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1590695	Twinlab Consolidated Holdings Inc.	TLCC	Medicinal Chemicals & Botanical Products (2833)	463951742

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1558432	Capstone Financial Group, Inc.	2600 Michelson Drive Suite 700 Irvine CA 92612		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2015-04-06	157,895	$0.76	15,716,161	No	4	S	Direct
Common Stock	Acquisiton	2015-04-06	263,158	$0.76	15,979,319	No	4	X	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	X	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock, Par Value $0.001	Warrant Series A (right to buy)	Disposition	2015-04-06	263,158	$0.00	263,158	$0.76

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
52,368,421	2014-10-01	2017-10-31	No	4	X	Direct

Footnotes

In addition, Capstone Financial Group, Inc. exercised third-party call options for at least a further 1,498,500 shares on February 23, 2015, but the optionors of such shares have not yet honored the exercise. When they do, this Form 4 will be amended to reflect the additional shares.