Filing Details
- Accession Number:
- 0001144204-15-021515
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2015-04-07 13:17:46
- Reporting Period:
- 2014-08-21
- Filing Date:
- 2015-04-07
- Accepted Time:
- 2015-04-07 13:17:46
- Original Submission Date:
- 2014-08-27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1084597 | Xzeres Corp. | XPWR | Engines & Turbines (3510) | 742329327 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1596734 | Ravago Holdings America Inc. | 1900 Summit Tower Blvd, Suite 900 Orlando FL 32810 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-08-21 | 1,120,687 | $0.35 | 5,374,020 | No | 4 | X | Direct | |
Common Stock | Acquisiton | 2014-08-21 | 865,403 | $0.35 | 6,239,423 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | X | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Warrants (right to buy) | Disposition | 2014-08-21 | 1,120,687 | $0.00 | 1,120,687 | $0.35 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-04-16 | 2018-04-16 | No | 4 | X | Direct |
Footnotes
- Certain anti-dilution adjustments were triggered by the Issuer pursuant to the terms of the warrants. As a result of the anti-dilution adjustments, the reporting person's warrants became exercisable for 1,120,687 shares of common stock, as increased from 1,117,227 shares.