Filing Details

Accession Number:
0001144204-15-021515
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2015-04-07 13:17:46
Reporting Period:
2014-08-21
Filing Date:
2015-04-07
Accepted Time:
2015-04-07 13:17:46
Original Submission Date:
2014-08-27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1084597 Xzeres Corp. XPWR Engines & Turbines (3510) 742329327
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1596734 Ravago Holdings America Inc. 1900 Summit Tower Blvd, Suite 900
Orlando FL 32810
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-08-21 1,120,687 $0.35 5,374,020 No 4 X Direct
Common Stock Acquisiton 2014-08-21 865,403 $0.35 6,239,423 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Warrants (right to buy) Disposition 2014-08-21 1,120,687 $0.00 1,120,687 $0.35
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-04-16 2018-04-16 No 4 X Direct
Footnotes
  1. Certain anti-dilution adjustments were triggered by the Issuer pursuant to the terms of the warrants. As a result of the anti-dilution adjustments, the reporting person's warrants became exercisable for 1,120,687 shares of common stock, as increased from 1,117,227 shares.