Filing Details

Accession Number:
0001014108-15-000110
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-04-07 10:42:15
Reporting Period:
2015-04-06
Filing Date:
2015-04-07
Accepted Time:
2015-04-07 10:42:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1084597 Xzeres Corp. XPWR Engines & Turbines (3510) 742329327
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1598555 Paul Debruce 411 Nichols Road, Suite 217
Kansas City MO 64112
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.001 Per Share Acquisiton 2015-04-06 3,967,000 $0.15 15,219,672 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Warrants (right to buy) $0.23 2013-07-31 2017-07-31 976,658 976,658 Direct
Common Stock Warrants (right to buy) $0.25 2013-10-01 2017-10-01 687,047 687,047 Direct
Common Stock Warrants (right to buy) $0.31 2013-12-16 2016-12-16 2,794,256 2,794,256 Direct
Common Stock Warrants (right to buy) $0.30 2014-04-23 2018-04-23 1,144,984 1,144,984 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-07-31 976,658 976,658 Direct
2017-10-01 687,047 687,047 Direct
2016-12-16 2,794,256 2,794,256 Direct
2018-04-23 1,144,984 1,144,984 Direct
Footnotes
  1. The number of shares to which these warrants relate, as well as their respective exercise prices, are subject to antidilution adjustment provisions.
  2. This warrant is exercisable for such number of shares as equals 1.03459% of the fully diluted outstanding shares of Common Stock upon payment of an aggregate exercise price of $228,951, and previously was reported as relating to 829,246 shares. After giving effect to the warrant's antidilution provisions, as of April 3, 2015, the warrant is exercisable for a total of 976,658 shares of Common Stock upon payment of an aggregate exercise price of $228,951 ($0.2344 per share), subject to further adjustment under the warrant's antidilution provisions.
  3. This warrant is exercisable for such number of shares as equals 0.7278% of the fully diluted outstanding shares of Common Stock upon payment of an aggregate exercise price of $174,417, and previously was reported as relating to 583,347 shares. After giving effect to the warrant's antidilution provisions, as of April 3, 2015, the warrant is exercisable for a total of 687,047 shares of Common Stock upon payment of an aggregate exercise price of $174,417 ($0.2539 per share), subject to further adjustment under the warrant's antidilution provisions.
  4. This warrant is exercisable for such number of shares as equals 2.96% of the fully diluted outstanding shares of Common Stock upon payment of an aggregate exercise price of $855,555, and previously was reported as relating to 2,372,503 shares. After giving effect to the warrant's antidilution provisions, as of April 3, 2015, the warrant is exercisable for a total of 2,794,256 shares of Common Stock upon payment of an aggregate exercise price of $855,555 ($0.3062 per share), subject to further adjustment under the warrant's antidilution provisions.
  5. This warrant is exercisable for such number of shares as equals 1.2129% of the fully diluted outstanding shares of Common Stock upon payment of an aggregate exercise price of $339,206, and previously was reported as relating to 972,165 shares. After giving effect to the warrant's antidilution provisions, as of April 3, 2015, the warrant is exercisable for a total of 1,144,984 shares of Common Stock upon payment of an aggregate exercise price of $339,206 ($0.2963 per share), subject to further adjustment under the warrant's antidilution provisions.