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Filing Details

Accession Number:: 0001571049-15-002632
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-04-03 21:00:15
Reporting Period:: 2015-04-02

Filing Date:: 2015-04-03
Accepted Time:: 2015-04-03 21:00:15
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1273801	Northstar Realty Finance Corp.	NRF	Real Estate Investment Trusts (6798)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1139257	T David Hamamoto	C/O Northstar Realty Finance Corp. 399 Park Avenue, 18Th Floor New York NY 10022	Chairman And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2015-02-26	304,073	$0.00	0	No	5	G	Indirect	By The David T. Hamamoto GRAT I-2013
Common Stock	Disposition	2015-04-02	400,000	$18.22	381,145	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	G	Indirect	By The David T. Hamamoto GRAT I-2013
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	250,000	Indirect	By The David T. Hamamoto GRAT I-2014-NRF
Common Stock	6,523	Indirect	By DTH Investment Holdings LLC

Footnotes

The sales reported were effected pursuant to a 10b5-1 sales plan (the "10b5-1 Plan") previously adopted by the reporting person on December 23, 2014. No shares remain available for sale under the 10b5-1 Plan.
Represents a weighted average price per share. These shares were sold in multiple transactions ranging from $18.12 to $18.36, inclusive. The reporting person undertakes to provide upon request by the staff of the U.S. Securities and Exchange Commission, NorthStar Realty Finance Corp. (the "Company") or a security holder of the Company, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Excludes: (i) 1,033,425 LTIP Units; and (ii) 696,078 shares of common stock (or LTIP Units, to the extent available) of the Company to be issued to the extent performance conditions are met on restricted stock units ("RSUs"). "LTIP Units" are units of limited partnership interest structured as profits interests in NorthStar Realty Finance Limited Partnership ("NRFLP"), the operating partnership of the Company. Conditioned on minimum allocations to the capital accounts of the LTIP Unit for federal income tax purposes, each LTIP Unit may be converted, at the election of the holder, into one OP Unit in NRFLP, which may then be redeemed for cash equal to the then fair market value of one share of common stock or, at the option of the Company, one share of the Company's common stock.
The reporting person previously held 378,787 shares of common stock in a grantor retained annuity trust. Upon termination of the trust on February 26, 2015, 304,073 shares of common stock were transferred to trusts for the benefit of the reporting person's adult children who do not share his household. The remaining 74,714 shares were distributed to the reporting person and are reported in this Form 4 as directly owned.