Filing Details
- Accession Number:
- 0001633970-15-000011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-04-03 17:29:17
- Reporting Period:
- 2015-04-01
- Filing Date:
- 2015-04-03
- Accepted Time:
- 2015-04-03 17:29:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1596783 | Catalent Inc. | CTLT | Pharmaceutical Preparations (2834) | 208737688 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1612230 | Scott Houlton | C/O Catalent, Inc. 14 Schoolhouse Road Somerset NJ 08873 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-04-01 | 56,290 | $10.71 | 74,571 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-04-01 | 36,598 | $30.61 | 37,973 | No | 4 | F | Direct | |
Common Stock | Disposition | 2015-04-01 | 14,827 | $30.61 | 23,146 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-04-01 | 25,967 | $10.71 | 49,113 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-04-01 | 16,883 | $30.61 | 32,230 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2015-04-01 | 9,352 | $18.57 | 41,582 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-04-01 | 7,373 | $30.61 | 34,209 | No | 4 | F | Direct | |
Common Stock | Disposition | 2015-04-01 | 851 | $30.61 | 33,358 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-04-01 | 6,426 | $18.71 | 39,784 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-04-01 | 5,082 | $30.61 | 34,702 | No | 4 | F | Direct | |
Common Stock | Disposition | 2015-04-01 | 575 | $30.61 | 34,127 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Options to purchase common stock | Disposition | 2015-04-01 | 56,290 | $0.00 | 56,290 | $10.71 |
Common Stock | Options to purchase common stock | Disposition | 2015-04-01 | 25,967 | $0.00 | 25,967 | $10.71 |
Common Stock | Options to purchase common stock | Disposition | 2015-04-01 | 9,352 | $0.00 | 9,352 | $18.57 |
Common Stock | Options to purchase common stock | Disposition | 2015-04-01 | 6,426 | $0.00 | 6,426 | $18.71 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-10-23 | 2019-10-23 | No | 4 | M | Direct |
0 | 2010-10-23 | 2019-10-23 | No | 4 | M | Direct |
8,148 | 2013-04-01 | 2022-05-25 | No | 4 | M | Direct |
25,704 | 2014-06-25 | 2023-06-25 | No | 4 | M | Direct |
Footnotes
- Represents shares withheld to pay the exercise price and applicable withholding taxes associated with the exercise of stock options.
- These shares were sold in multiple transactions at prices ranging from $30.21 to $30.94, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- On October 23, 2009, the reporting person was granted an option to purchase 87,500 shares of common stock of the Issuer, which vest and become exercisable in five equal annual installments beginning on October 23, 2010.
- On October 23, 2009, the reporting person was granted an option to purchase 29,260 shares of common stock of the Issuer which vest and become exercisable in five equal annual installments based on satisfaction of certain performance criteria for each of the fiscal years ending 2010, 2011, 2012, 2013 and 2014. The performance criteria for 2010, 2011, 2012, 2013 and 2014 were met, resulting in vesting of 29,260 shares.
- On June 25, 2012, the reporting person was granted an option to purchase 17,500 shares of common stock of the Issuer, which vest and become exercisable in five equal annual installments beginning on April 1, 2013.
- On June 25, 2013, the reporting person was granted an option to purchase 32,130 shares of common stock of the Issuer which vest and become exercisable in five equal annual installments based on satisfaction of certain performance criteria for each of the fiscal years ending 2014, 2015, 2016, 2017 and 2018. The performance criteria for 2014 were met, resulting in vesting of the option as to 6,426 shares.