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Home > Insider Trading > Filing (0001144204-15-021213)

Filing Details

Accession Number:: 0001144204-15-021213
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-04-03 17:23:41
Reporting Period:: 2014-09-08

Filing Date:: 2015-04-03
Accepted Time:: 2015-04-03 17:23:41
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1559998	Algodon Wines & Luxury Development Group Inc.	VINO	Land Subdividers & Developers (No Cemeteries) (6552)	522158952

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1079963	L Scott Mathis	135 Fifth Avenue, Floor 10 10Th Floor New York NY 10010	President, Ceo, Chairman	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-09-08	10,000	$2.00	83,467	No	4	P	Indirect	See Footnote
Common Stock	Acquisiton	2014-11-24	3,500	$2.00	86,967	No	4	P	Indirect	See Footnote
Common Stock	Acquisiton	2015-03-08	4,000	$2.00	90,967	No	4	P	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See Footnote
No	4	P	Indirect	See Footnote
No	4	P	Indirect	See Footnote

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	4,713,807	Indirect	See Footnote
Common Stock	336,545	Direct

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option	$2.48	2015-08-27	2019-08-27	150,000	1,807,238	Direct
Common Stock	Stock Option	$2.48		2019-08-27	500,000	1,807,238	Direct
Common Stock	Stock Option	$8.03	2011-04-15	2015-04-15	1,713	1,807,238	Direct
Common Stock	Stock Option	$3.85	2012-04-15	2016-04-15	25,000	1,807,238	Direct
Common Stock	Stock Option	$3.85	2013-04-15	2017-04-15	25,000	1,807,238	Direct
Common Stock	Stock Option	$2.48	2014-04-15	2018-04-15	25,000	1,807,238	Direct
Common Stock	Stock Option	$3.85		2016-07-06	422,500	1,807,238	Direct
Common Stock	Stock Option	$2.48	2013-06-30	2018-06-30	1,000,000	1,807,238	Direct
Common Stock	Warrant	$1.59	2010-07-27	2015-07-27	22,237	1,807,238	Direct
Common Stock	Warrant	$2.30	2012-12-31	2017-12-31	18,939	1,807,238	Direct
Common Stock	Warrant	$2.30	2012-10-31	2017-10-31	85,518	1,807,238	Direct
Common Stock	Warrant	$2.30	2013-03-31	2018-03-31	22,878	1,807,238	Direct
Common Stock	Warrant	$2.30	2013-06-30	2018-06-30	2,460	1,807,238	Direct
Common Stock	Warrant	$2.30	2013-09-30	2018-09-30	27,561	1,807,238	Direct
Common Stock	Warrant	$2.30	2013-12-31	2018-12-31	36,031	1,807,238	Direct
Common Stock	Warrant	$2.30	2014-03-31	2019-03-31	59,053	1,807,238	Direct
Common Stock	Warrant	$2.30	2014-06-30	2019-06-30	58,834	1,807,238	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2019-08-27	150,000	1,807,238	Direct
2019-08-27	500,000	1,807,238	Direct
2015-04-15	1,713	1,807,238	Direct
2016-04-15	25,000	1,807,238	Direct
2017-04-15	25,000	1,807,238	Direct
2018-04-15	25,000	1,807,238	Direct
2016-07-06	422,500	1,807,238	Direct
2018-06-30	1,000,000	1,807,238	Direct
2015-07-27	22,237	1,807,238	Direct
2017-12-31	18,939	1,807,238	Direct
2017-10-31	85,518	1,807,238	Direct
2018-03-31	22,878	1,807,238	Direct
2018-06-30	2,460	1,807,238	Direct
2018-09-30	27,561	1,807,238	Direct
2018-12-31	36,031	1,807,238	Direct
2019-03-31	59,053	1,807,238	Direct
2019-06-30	58,834	1,807,238	Direct

Footnotes

Shares held by Mr. Mathis' 401(k) account.
Shares held by The WOW Group, LLC, of which Mr. Mathis is a managing member and of which Mr. Mathis is a controlling member.
Options to acquire 31,250 vest on November 27, 2014; thereafter options to acquire 31,250 shares vest every three months.
Options to acquire 105,625 vested on July 6, 2012; thereafter options to acquire 26,409 shares vest every three months.