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Filing Details

Accession Number:: 0001247524-15-000133
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-04-03 17:03:56
Reporting Period:: 2015-04-01

Filing Date:: 2015-04-03
Accepted Time:: 2015-04-03 17:03:56
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1411574	Surgical Care Affiliates Inc.	SCAI	Services-Specialty Outpatient Facilities, Nec (8093)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1248908	P Andrew Hayek	C/O Surgical Care Affiliates, Inc., 520 Lake Cook Road, Suite 250 Deerfield IL 60015	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2015-04-01	70,000	$10.25	288,092	No	4	M	Indirect	See Explanation of Responses
Common Stock	Disposition	2015-04-01	70,000	$32.00	218,092	No	4	S	Indirect	See Explanation of Responses

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Indirect	See Explanation of Responses
No	4	S	Indirect	See Explanation of Responses

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Options to Purchase Common Stock	Disposition	2015-04-01	70,000	$0.00	70,000	$10.25

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
290,975		2018-04-21	No	4	M	Indirect

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Options to Purchase Common Stock	$11.18	2020-03-24	175,610	175,610	Indirect
Common Stock	Options to Purchase Common Stock	$8.72	2020-03-24	43,902	43,902	Indirect
Common Stock	Options to Purchase Common Stock	$12.41	2023-05-06	182,926	182,926	Indirect
Common Stock	Options to Purchase Common Stock	$29.02	2024-09-17	135,682	135,682	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2020-03-24	175,610	175,610	Indirect
2020-03-24	43,902	43,902	Indirect
2023-05-06	182,926	182,926	Indirect
2024-09-17	135,682	135,682	Indirect

Footnotes

Includes 169,084 shares of Common Stock underlying Restricted Stock Units ("RSUs") of the issuer. All of the RSUs are subject to time-based vesting. As of April 1, 2015, 68,292 of the RSUs were vested and are settled on the earlier of the individual's termination of employment or a change in control and the remaining 100,792 RSUs vest in equal installments on September 17, 2015, September 17, 2016, September 17, 2017 and September 17, 2018 and are settled on each applicable vesting date.
Mr. Hayek is the sole trustee of the Andrew Hayek 2008 Living Trust, which directly owns all of the Common Stock, RSUs and options to purchase Common Stock reported herein.
The price of $32.003125 represents the public offering price of $33.25 per share of Common Stock less the underwriters' discount of $1.246875 per share of Common Stock.
180,487 of the options are performance-based options and, as of September 16, 2013, became fully vested. The remaining 110,488 options are time-based options and, as of July 24, 2013, became fully vested.
109,756 of the options are performance-based options and, as of September 16, 2013, became fully vested. The remaining 65,854 options are time-based options which vested in equal installments on March 24, 2011, March 24, 2012 and March 24, 2013.
All of the options are time-based options which are scheduled to vest in equal installments on March 24, 2014 and March 24, 2015.
All of the options are time-based options which are scheduled to vest in equal installments on May 6, 2014, May 6, 2015, May 6, 2016 and May 6, 2017.
All of the options are time-based options which are scheduled to vest in equal installments on September 17, 2015, September 17, 2016, September 17, 2017 and September 17, 2018.