Home > Insider Trading > Filing (0001247524-15-000131)

Filing Details

Accession Number:: 0001247524-15-000131
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-04-03 17:02:00
Reporting Period:: 2015-04-01

Filing Date:: 2015-04-03
Accepted Time:: 2015-04-03 17:02:00
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1411574	Surgical Care Affiliates Inc.	SCAI	Services-Specialty Outpatient Facilities, Nec (8093)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1243415	C Thomas Geiser	C/O Surgical Care Affiliates, Inc., 520 Lake Cook Road, Suite 250 Deerfield IL 60015		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2015-04-01	115,059	$10.25	121,431	No	4	M	Direct
Common Stock	Disposition	2015-04-01	115,059	$32.00	6,372	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Options to Purchase Common Stock	Disposition	2015-04-01	11,707	$0.00	11,707	$10.25
Common Stock	Options to Purchase Common Stock	Disposition	2015-04-01	91,645	$0.00	91,645	$10.25
Common Stock	Options to Purchase Common Stock	Disposition	2015-04-01	11,707	$0.00	11,707	$10.25

Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2015-06-24	No	4	M	Direct
2015-06-24	No	4	M	Direct
2015-09-09	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	97,560	Indirect	See Explanation of Responses

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Options to Purchase Common Stock	$10.66	2016-07-23	11,256	11,256	Direct
Common Stock	Options to Purchase Common Stock	$11.18	2020-07-01	10,740	10,740	Direct
Common Stock	Options to Purchase Common Stock	$12.10	2021-07-01	9,921	9,921	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2016-07-23	11,256	11,256	Direct
2020-07-01	10,740	10,740	Direct
2021-07-01	9,921	9,921	Direct

Footnotes

Includes 6,372 shares of Common Stock underlying Restricted Stock Units ("RSUs") of the issuer. All of the RSUs are subject to time-based vesting. As of April 1, 2015, 3,027 of the RSUs were vested, with the remaining RSUs vesting on the following schedule: 1,168 RSUs vesting on June 30, 2015, 1,009 RSUs vesting on July 1, 2015, and 1,168 RSUs vesting on June 30, 2016. Each vested RSU is settled on the earlier of the individual's termination of employment or a change in control.
The price of $32.003125 represents the public offering price of $33.25 per share of Common Stock less the underwriters' discount of $1.246875 per share of Common Stock.
Mr. Geiser is a trustee of The Geiser Schweers Family Trust u/a/d 6/8/98, as amended, which is the sole member of TDK Management Company, LLC, which is the general partner of TDK Properties, L.P., which directly owns 97,560 shares of Common Stock of the issuer.
The options became vested as to all of the shares of Common Stock underlying such options on June 29, 2008 and became exercisable on September 16, 2013.
The options became vested as to all of the shares of Common Stock underlying such options on June 29, 2010 and became exercisable on September 16, 2013.
The options became vested as to all of the shares of Common Stock underlying such options on June 29, 2009 and became exercisable on September 16, 2013.
The options became vested as to all of the shares of Common Stock underlying such options on June 29, 2010 and became exercisable on September 16, 2013.
The options became vested as to all of the shares of Common Stock underlying such options on June 29, 2011 and became exercisable on September 16, 2013.
The options became vested as to all of the shares of Common Stock underlying such options on June 29, 2012 and became exercisable on September 16, 2013.