Filing Details
- Accession Number:
- 0001209191-15-032355
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-04-03 16:57:08
- Reporting Period:
- 2015-04-01
- Filing Date:
- 2015-04-03
- Accepted Time:
- 2015-04-03 16:57:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1013857 | Pegasystems Inc | PEGA | Services-Computer Processing & Data Preparation (7374) | 042787865 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1237268 | I Douglas Kra | C/O Pegasystems Inc. 1 Rogers Street Cambridge MA 02142 | Senior Vp, Pega Consulting | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-04-01 | 5,004 | $0.00 | 34,504 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-04-01 | 2,299 | $21.78 | 32,205 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2015-04-01 | 2,705 | $21.71 | 29,500 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2015-04-01 | 5,004 | $0.00 | 40,000 | $4.34 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 28,324 | 2006-12-08 | 2015-12-08 | No | 4 | M | Direct |
Footnotes
- Represents the exercise price of the Stock Option referenced in Table II, which was paid by way of the withholding by the Company of shares with the value equal to the exercise price.
- Sold persuant to a pre-arranged stock trading plan under Rule 10b5-1 of the Secrurities Exchange Act of 1934, as amended.
- Represents the weighted average of sale prices on April 1, 2015, ranging from 21.63 to 21.82.
Billionaire Hedge Funds
