Filing Details
- Accession Number:
- 0001354488-15-001605
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-04-03 16:12:19
- Reporting Period:
- 2015-04-01
- Filing Date:
- 2015-04-03
- Accepted Time:
- 2015-04-03 16:12:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1141197 | Pedevco Corp | PED | Oil & Gas Field Exploration Services (1382) | 223755993 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1554740 | Moore Clark | 4125 Blackhawk Plaza Circle Suite 201 Danville CA 94506 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-03-31 | 40,000 | $0.00 | 1,177,484 | No | 5 | G | Direct | |
Common Stock | Disposition | 2015-04-01 | 7,500 | $0.65 | 1,169,984 | No | 5 | S | Direct | |
Common Stock | Disposition | 2015-04-02 | 27,500 | $0.55 | 1,142,484 | No | 5 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 5 | S | Direct | |
No | 5 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 57,334 | Indirect | By minor children |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Incentive Stock Option (Right to Buy) | $0.37 | 2015-01-07 | 2020-01-07 | 270,000 | 270,000 | Direct |
Common Stock | Common Stock Warrant (Right to Buy) | $2.34 | 2013-12-16 | 2017-12-16 | 1,906 | 1,906 | Direct |
Common Stock | Common Stock Warrant (Right to Buy) | $5.25 | 2013-03-22 | 2017-03-22 | 953 | 953 | Direct |
Common Stock | Incentive Stock Option (Right to Buy) | $0.51 | 2012-12-18 | 2022-06-18 | 44,467 | 44,467 | Direct |
Common Stock | Non-Qualified Stock Option (Right to Buy) | $0.51 | 2012-12-18 | 2022-06-18 | 188,867 | 188,867 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2020-01-07 | 270,000 | 270,000 | Direct |
2017-12-16 | 1,906 | 1,906 | Direct |
2017-03-22 | 953 | 953 | Direct |
2022-06-18 | 44,467 | 44,467 | Direct |
2022-06-18 | 188,867 | 188,867 | Direct |
Footnotes
- Reporting Person and his spouse made a charitable gift from shares held in community property.
- All sales were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person on December 15, 2014 to satisfy Reporting Person's tax liability in connection with the April 1, 2015 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grant was exempt from Section 16(b) pursuant to Rule 16b-13(d).
- Reporting Person's holding includes 83,334 shares, 197,750 shares; 280,000 shares and 270,000 shares issued pursuant to restricted stock grants and 311,400 remaining of Founders Stock.
- Represents 28,667 shares of the Issuer's common stock owned by each of Reporting Person's two minor children.