Filing Details

Accession Number:
0001354488-15-001605
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-04-03 16:12:19
Reporting Period:
2015-04-01
Filing Date:
2015-04-03
Accepted Time:
2015-04-03 16:12:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1141197 Pedevco Corp PED Oil & Gas Field Exploration Services (1382) 223755993
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1554740 Moore Clark 4125 Blackhawk Plaza Circle
Suite 201
Danville CA 94506
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-03-31 40,000 $0.00 1,177,484 No 5 G Direct
Common Stock Disposition 2015-04-01 7,500 $0.65 1,169,984 No 5 S Direct
Common Stock Disposition 2015-04-02 27,500 $0.55 1,142,484 No 5 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 5 S Direct
No 5 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 57,334 Indirect By minor children
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Incentive Stock Option (Right to Buy) $0.37 2015-01-07 2020-01-07 270,000 270,000 Direct
Common Stock Common Stock Warrant (Right to Buy) $2.34 2013-12-16 2017-12-16 1,906 1,906 Direct
Common Stock Common Stock Warrant (Right to Buy) $5.25 2013-03-22 2017-03-22 953 953 Direct
Common Stock Incentive Stock Option (Right to Buy) $0.51 2012-12-18 2022-06-18 44,467 44,467 Direct
Common Stock Non-Qualified Stock Option (Right to Buy) $0.51 2012-12-18 2022-06-18 188,867 188,867 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-01-07 270,000 270,000 Direct
2017-12-16 1,906 1,906 Direct
2017-03-22 953 953 Direct
2022-06-18 44,467 44,467 Direct
2022-06-18 188,867 188,867 Direct
Footnotes
  1. Reporting Person and his spouse made a charitable gift from shares held in community property.
  2. All sales were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person on December 15, 2014 to satisfy Reporting Person's tax liability in connection with the April 1, 2015 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grant was exempt from Section 16(b) pursuant to Rule 16b-13(d).
  3. Reporting Person's holding includes 83,334 shares, 197,750 shares; 280,000 shares and 270,000 shares issued pursuant to restricted stock grants and 311,400 remaining of Founders Stock.
  4. Represents 28,667 shares of the Issuer's common stock owned by each of Reporting Person's two minor children.