Filing Details

Accession Number:
0001354488-15-001601
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-04-03 16:10:22
Reporting Period:
2015-04-01
Filing Date:
2015-04-03
Accepted Time:
2015-04-03 16:10:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1141197 Pedevco Corp PED Oil & Gas Field Exploration Services (1382) 223755993
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1415554 C Frank Ingriselli 4125 Blackhawk Plaza Circle
Suite 201
Danville CA 94506
Ceo And Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-03-31 50,000 $0.00 2,192,441 No 5 G Direct
Common Stock Disposition 2015-04-01 14,500 $0.65 2,177,941 No 5 S Direct
Common Stock Disposition 2015-04-02 39,500 $0.57 2,138,441 No 5 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 5 S Direct
No 5 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Incentive Stock Option (Right to Buy) $0.37 2015-01-07 2020-01-07 370,000 370,000 Direct
Common Stock Common Stock Warrant (Right to Buy) $2.34 2013-12-16 2017-12-16 38,096 38,096 Indirect
Common Stock Common Stock Warrant (Right to Buy) $5.25 2013-03-22 2017-03-22 19,048 19,048 Indirect
Common Stock Non-Qualified Stock Option (Right to Buy) $0.51 2012-12-18 2022-06-18 348,267 348,267 Direct
Common Stock Incentive Stock Option (Right to Buy) $0.51 2012-12-18 2022-06-18 42,533 42,533 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-01-07 370,000 370,000 Direct
2017-12-16 38,096 38,096 Indirect
2017-03-22 19,048 19,048 Indirect
2022-06-18 348,267 348,267 Direct
2022-06-18 42,533 42,533 Direct
Footnotes
  1. Common stock shares were transferred pursuant to a charitable gift in a private transaction.
  2. All sales were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person on December 15, 2014 to satisfy Reporting Person's tax liability in connection with the April 1, 2015 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grant was exempt from Section 16(b) pursuant to Rule 16b-3(d).
  3. Reporting Person's holdings include 166,667 shares, 313,750 shares, 432,000 shares and 370,000 shares issued pursuant to restricted stock grants; 40,123 shares issued pursuant to an option exercise; 568,334 and 1,890 transferred from Global Venture Investments, LLC; 27,677 shares remaining from Founders stock grant; 190,000 acquired in private transactions and 28,000 acquired in open market purchases.
  4. Global Venture Investments, LLC is an entity 100% owned and controlled by Reporting Person.