Filing Details
- Accession Number:
- 0000950138-15-000293
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-04-03 15:50:11
- Reporting Period:
- 2015-04-02
- Filing Date:
- 2015-04-03
- Accepted Time:
- 2015-04-03 15:50:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1113809 | Build A Bear Workshop Inc | BBW | Retail-Hobby, Toy & Game Shops (5945) | 431883836 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1306307 | Tina Klocke | C/O Build-A-Bear Workshop, Inc. 1954 Innerbelt Business Center Dr. St. Louis MO 63114 | Chief Oper. Bear | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-04-02 | 3,845 | $6.21 | 160,959 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-04-02 | 3,845 | $20.25 | 157,114 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-04-02 | 4,714 | $9.43 | 161,828 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-04-02 | 4,714 | $20.25 | 157,114 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-04-02 | 3,845 | $0.00 | 3,845 | $6.21 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-04-02 | 4,714 | $0.00 | 4,714 | $9.43 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2021-03-22 | No | 4 | M | Direct | |
9,428 | 2024-03-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 100 | Indirect | Trust - Son James |
Common Stock | 100 | Indirect | Trust - Son Michael |
Common Stock | 300 | Indirect | Spouse |
Footnotes
- Shares sold as part of cashless exercises of employee stock options.
- After giving effect to the transactions reported in this Form 4, Ms. Klocke directly owns 136,615 shares of common stock and 20,499 shares of restricted stock of Build-A-Bear Workshop, Inc. In addition, Ms. Klocke holds unvested options to purchase 9,428 shares of Build-A-Bear Workshop, Inc.'s common stock. In addition, Ms. Klocke indirectly beneficially owns 200 shares through trusts for the benefit of two sons and 300 shares through her spouse.
- Under the terms of the grant, the options vested in four equal annual installments beginning on March 22, 2012, which was the first anniverary of the date of the grant.
- Under the terms of the grant, the options vested in three equal annual installments beginning March 18, 2015, which was the first anniversary of the date of the grant.