Filing Details

Accession Number:
0001225208-15-009466
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-04-03 13:21:13
Reporting Period:
2015-04-02
Filing Date:
2015-04-03
Accepted Time:
2015-04-03 13:21:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
14693 Brown Forman Corp BF'B Beverages (2080) 610143150
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1631269 E Ralph Chabert De 850 Dixie Highway
Louisville KY 40210
Svp Chief Diversity Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Common Acquisiton 2015-04-02 1,770 $35.51 1,770 No 4 M Direct
Class B Common Disposition 2015-04-02 671 $90.68 1,099 No 4 S Direct
Class B Common Disposition 2015-04-02 1,099 $89.09 0 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Appreciation Right Disposition 2015-04-02 1,770 $0.00 1,770 $35.51
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,108 2011-05-01 2018-04-30 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class B Common Restricted Stock Units $0.00 2015-05-01 348 348 Direct
Class B Common Restricted Stock Units $0.00 2016-05-01 284 284 Direct
Class B Common Restricted Stock Units $0.00 2017-05-01 119 119 Direct
Class B Common Restricted Stock Units $0.00 2018-05-01 143 143 Direct
Class B Common Stock Appreciation Right $27.05 2012-05-01 2019-04-30 1,180 1,180 Direct
Class B Common Stock Appreciation Right $46.40 2014-05-01 2021-04-30 1,717 1,717 Direct
Class B Common Stock Appreciation Right $72.42 2016-05-01 2023-04-30 577 577 Direct
Class B Common Stock Appreciation Right $91.97 2017-05-01 2024-04-30 667 667 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
348 348 Direct
284 284 Direct
119 119 Direct
143 143 Direct
2019-04-30 1,180 1,180 Direct
2021-04-30 1,717 1,717 Direct
2023-04-30 577 577 Direct
2024-04-30 667 667 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $90.64 to $90.70, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  2. The closing price of BF-B ($89.09) on April 1, 2015 was used to calculate the tax withholding obligation.
  3. Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
  4. The restricted stock units vest May 1, 2015.
  5. The restricted stock units vest May 1, 2016.
  6. The restricted stock units vest May 1, 2017.
  7. The restricted stock units vest May 1, 2018.