Filing Details
- Accession Number:
- 0001225208-15-009466
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-04-03 13:21:13
- Reporting Period:
- 2015-04-02
- Filing Date:
- 2015-04-03
- Accepted Time:
- 2015-04-03 13:21:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
14693 | Brown Forman Corp | BF'B | Beverages (2080) | 610143150 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1631269 | E Ralph Chabert De | 850 Dixie Highway Louisville KY 40210 | Svp Chief Diversity Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class B Common | Acquisiton | 2015-04-02 | 1,770 | $35.51 | 1,770 | No | 4 | M | Direct | |
Class B Common | Disposition | 2015-04-02 | 671 | $90.68 | 1,099 | No | 4 | S | Direct | |
Class B Common | Disposition | 2015-04-02 | 1,099 | $89.09 | 0 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class B Common | Stock Appreciation Right | Disposition | 2015-04-02 | 1,770 | $0.00 | 1,770 | $35.51 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,108 | 2011-05-01 | 2018-04-30 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class B Common | Restricted Stock Units | $0.00 | 2015-05-01 | 348 | 348 | Direct | |
Class B Common | Restricted Stock Units | $0.00 | 2016-05-01 | 284 | 284 | Direct | |
Class B Common | Restricted Stock Units | $0.00 | 2017-05-01 | 119 | 119 | Direct | |
Class B Common | Restricted Stock Units | $0.00 | 2018-05-01 | 143 | 143 | Direct | |
Class B Common | Stock Appreciation Right | $27.05 | 2012-05-01 | 2019-04-30 | 1,180 | 1,180 | Direct |
Class B Common | Stock Appreciation Right | $46.40 | 2014-05-01 | 2021-04-30 | 1,717 | 1,717 | Direct |
Class B Common | Stock Appreciation Right | $72.42 | 2016-05-01 | 2023-04-30 | 577 | 577 | Direct |
Class B Common | Stock Appreciation Right | $91.97 | 2017-05-01 | 2024-04-30 | 667 | 667 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
348 | 348 | Direct | |
284 | 284 | Direct | |
119 | 119 | Direct | |
143 | 143 | Direct | |
2019-04-30 | 1,180 | 1,180 | Direct |
2021-04-30 | 1,717 | 1,717 | Direct |
2023-04-30 | 577 | 577 | Direct |
2024-04-30 | 667 | 667 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $90.64 to $90.70, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- The closing price of BF-B ($89.09) on April 1, 2015 was used to calculate the tax withholding obligation.
- Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
- The restricted stock units vest May 1, 2015.
- The restricted stock units vest May 1, 2016.
- The restricted stock units vest May 1, 2017.
- The restricted stock units vest May 1, 2018.