Filing Details

Accession Number:
0001140361-15-014301
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-04-03 12:10:24
Reporting Period:
2015-04-02
Filing Date:
2015-04-03
Accepted Time:
2015-04-03 12:10:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
771497 Abm Industries Inc ABM Services-To Dwellings & Other Buildings (7340) 941369354
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1199076 S James Lusk 551 Fifth Avenue
Suite 300
New York NY 10176
Executive Vice President/Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-04-02 18,550 $21.20 79,187 No 4 M Direct
Common Stock Disposition 2015-04-02 15,650 $32.03 63,537 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2015-04-02 18,550 $0.00 18,550 $21.20
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
43,178 2017-03-31 No 4 M Direct
Footnotes
  1. All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.92 to $32.16, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 of this Form 4.
  3. Includes 18,381 unvested RSUs, 3,533 vested RSUs, the receipt of which has been deferred, and DERs relating to the RSUs, 4,933 performance shares earned but not vested with respect to performance shares granted on 1/14/2013, 1,757 performance shares earned but not vested with respect to performance shares granted on 1/14/2014, and DERs related thereto.
  4. Stock options granted under the 2006 Equity Incentive Plan
  5. 100% exercisable on the fifth anniversary of grant date.