Home > Insider Trading > Filing (0001206774-15-001130)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
880562	Daegis Inc.	DAEG	Services-Prepackaged Software (7372)	942710559

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1448484	K Susan Conner	600 E. Las Colinas Blvd 1500 Dallas TX 75039	Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2015-04-01	56	$0.66	50,056	No	4	P	Direct
Common Stock	Acquisiton	2015-04-01	700	$0.67	50,756	No	4	P	Direct
Common Stock	Acquisiton	2015-04-01	1,549	$0.67	52,305	No	4	P	Direct
Common Stock	Acquisiton	2015-04-01	2,251	$0.68	54,556	No	4	P	Direct
Common Stock	Acquisiton	2015-04-01	3,148	$0.70	57,704	No	4	P	Direct
Common Stock	Acquisiton	2015-04-02	200	$0.69	57,904	No	4	P	Direct
Common Stock	Acquisiton	2015-04-02	106	$0.70	58,010	No	4	P	Direct
Common Stock	Acquisiton	2015-04-02	65	$0.74	58,075	No	4	P	Direct
Common Stock	Acquisiton	2015-04-02	300	$0.75	58,375	No	4	P	Direct
Common Stock	Acquisiton	2015-04-02	5,935	$0.75	64,310	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	50,000	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option	$1.10		2023-05-29	150,000	150,000	Direct
Common Stock	Stock Option	$1.28		2024-05-28	81,922	231,922	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2023-05-29	150,000	150,000	Direct
2024-05-28	81,922	231,922	Direct

Footnotes

Option granted 05/29/13 pursuant to the 2001 Stock Option Plan with 25% vesting on 05/29/2014 and the remainder vesting monthly as to 1/48th of the subject shares upon completion of each full month of continuous employment with Daegis, Inc. Option is exercisable to the extent vested.
Option granted 05/28/14 pursuant to the 2001 Stock Option Plan with 25% vesting on 05/28/2015 and the remainder vesting monthly as to 1/48th of the subject shares upon completion of each full month of continuous employment with Daegis, Inc. Option is exercisable to the extent vested.