Filing Details
- Accession Number:
- 0000908834-15-000190
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-04-02 18:39:16
- Reporting Period:
- 2013-11-18
- Filing Date:
- 2015-04-02
- Accepted Time:
- 2015-04-02 18:39:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1487730 | Spectrum Brands Holdings Inc. | SPB | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 272166630 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1231601 | Terry Polistina | C/O Spectrum Brands Holdings, Inc. 3001 Deming Way Middleton WI 53562 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-11-18 | 10,649 | $65.01 | 17,220 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-04-01 | 329 | $0.00 | 17,549 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2014-07-01 | 305 | $0.00 | 17,854 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2015-04-01 | 149 | $0.00 | 18,003 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | A | Direct |
Footnotes
- Includes balance of 1,450 restricted stock units that were awarded to Mr. Polistina on October 1, 2014 under the Spectrum Brands Holdings, Inc. 2011 Omnibus Equity Award Plan which are settled in shares of common stock of the Issuer; 290 shares are scheduled to vest on July 1, 2015, and 1,160 shares are scheduled to vest on October 1, 2015 if Mr. Polistina is a director of the Issuer on such dates.
- The shares were received pursuant to Mr. Polistina's election to receive stock in lieu of cash for the quarterly retainer paid for service as a member of the Board of Directors.
- Reporting Person was awarded 149 restricted stock units under the Spectrum Brands Holdings, Inc. 2011 Omnibus Equity Award Plan which are settled in shares of common stock of the Issuer and which are scheduled to vest in full on October 1, 2015 if Reporting Person is a director of the Issuer on such date.