Filing Details
- Accession Number:
- 0000908834-15-000188
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2015-04-02 18:34:53
- Reporting Period:
- 2014-11-26
- Filing Date:
- 2015-04-02
- Accepted Time:
- 2015-04-02 18:34:53
- Original Submission Date:
- 2014-12-01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1487730 | Spectrum Brands Holdings Inc. | SPB | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 272166630 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1231601 | Terry Polistina | C/O Spectrum Brands Holdings, Inc. 3001 Deming Way Middleton WI 53562 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-11-26 | 30,636 | $89.91 | 27,869 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- Revised to reflect the accurate amount of shares sold. The initial report filed on December 1, 2014 of a sale of 30,536 shares underreported the actual sale by 100 shares.
- Revised to reflect the weighted average price of 30,636 shares of Common Stock of the Issuer sold by Mr. Polistina in multiple transactions on November 26, 2014 at prices ranging from $89.38 to $90.05 per share. Mr. Polistina undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Includes one (1) additional share to correctly reflect the total of shares owned by Mr. Polistina. The error occurred in a Form 4 filed on October 30, 2013 and was carried forward in subsequent reports.
- Includes balance of 1,450 restricted stock units that were awarded to Mr. Polistina on October 1, 2014 under the Spectrum Brands Holdings, Inc. 2011 Omnibus Equity Award Plan which are settled in shares of common stock of the Issuer; 290 shares are scheduled to vest on July 1, 2015, and 1,160 shares are scheduled to vest on October 1, 2015 if Mr. Polistina is a director of the Issuer on such dates.