Filing Details
- Accession Number:
- 0001209191-15-031812
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-04-02 18:24:08
- Reporting Period:
- 2015-03-31
- Filing Date:
- 2015-04-02
- Accepted Time:
- 2015-04-02 18:24:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1579157 | Vince Holding Corp. | VNCE | Retail-Apparel & Accessory Stores (5600) | 753264870 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1288467 | Sun Capital Securities Fund, Lp | C/O Sun Capital Partners, Inc. 5200 Town Circle Center, Suite 600 Boca Raton FL 33486 | No | No | Yes | No | |
1344696 | Sun Capital Securities Offshore Fund, Ltd. | C/O Sun Capital Partners, Inc. 5200 Town Circle Center, Suite 600 Boca Raton FL 33486 | No | No | Yes | No | |
1358621 | Sun Capital Securities Advisors, Lp | C/O Sun Capital Partners, Inc. 5200 Town Circle Center, Suite 600 Boca Raton FL 33486 | No | No | Yes | No | |
1358622 | Sun Capital Securities, Llc | C/O Sun Capital Partners, Inc. 5200 Town Circle Center, Suite 600 Boca Raton FL 33486 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 | Acquisiton | 2015-03-31 | 50,000 | $18.43 | 5,352,495 | No | 4 | P | Indirect | See Footnotes |
Common Stock, Par Value $0.01 | Acquisiton | 2015-04-01 | 34,041 | $18.39 | 5,386,536 | No | 4 | P | Indirect | See Footnotes |
Common Stock, Par Value $0.01 | Acquisiton | 2015-04-02 | 30,000 | $18.97 | 5,416,536 | No | 4 | P | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
Footnotes
- Represents common stock owned of record by SK Financial Services, LLC ("SK Financial"), which is jointly owned by Sun Capital Securities Offshore Fund, Ltd. ("SCSF Offshore"), Sun Capital Securities Fund, L.P. ("SCSF LP") and Sun Capital Partners V, L.P. ("SCP V"). The Form 4 for SCP V is filed separately. Sun Capital Securities, LLC ("SCSF LLC") is the general partner of Sun Capital Securities Advisors, L.P. ("SCSF Advisors"), which is in turn the general partner of SCSF LP.
- 5,012,616 of the reported shares are owned of record by SCSF Cardinal, LLC ("SCSF Cardinal"). SCSF Cardinal is jointly owned by SCSF Offshore and SCSF LP. The remaining reported shares are owned of record by SK Financial. As a result and for the reasons described in footnote 1 above, each of SCSF LLC, SCSF Advisors, SCSF LP and SCSF Offshore (collectively, the "Indirect Sun Owners") may be deemed to have indirect beneficial ownership of the securities owned of record by SCSF Cardinal and SK Financial. Each Indirect Sun Owner expressly disclaims beneficial ownership of any securities in which it does not have a pecuniary interest.