Filing Details

Accession Number:
0001209191-15-031812
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-04-02 18:24:08
Reporting Period:
2015-03-31
Filing Date:
2015-04-02
Accepted Time:
2015-04-02 18:24:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1579157 Vince Holding Corp. VNCE Retail-Apparel & Accessory Stores (5600) 753264870
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1288467 Sun Capital Securities Fund, Lp C/O Sun Capital Partners, Inc.
5200 Town Circle Center, Suite 600
Boca Raton FL 33486
No No Yes No
1344696 Sun Capital Securities Offshore Fund, Ltd. C/O Sun Capital Partners, Inc.
5200 Town Circle Center, Suite 600
Boca Raton FL 33486
No No Yes No
1358621 Sun Capital Securities Advisors, Lp C/O Sun Capital Partners, Inc.
5200 Town Circle Center, Suite 600
Boca Raton FL 33486
No No Yes No
1358622 Sun Capital Securities, Llc C/O Sun Capital Partners, Inc.
5200 Town Circle Center, Suite 600
Boca Raton FL 33486
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Acquisiton 2015-03-31 50,000 $18.43 5,352,495 No 4 P Indirect See Footnotes
Common Stock, Par Value $0.01 Acquisiton 2015-04-01 34,041 $18.39 5,386,536 No 4 P Indirect See Footnotes
Common Stock, Par Value $0.01 Acquisiton 2015-04-02 30,000 $18.97 5,416,536 No 4 P Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
Footnotes
  1. Represents common stock owned of record by SK Financial Services, LLC ("SK Financial"), which is jointly owned by Sun Capital Securities Offshore Fund, Ltd. ("SCSF Offshore"), Sun Capital Securities Fund, L.P. ("SCSF LP") and Sun Capital Partners V, L.P. ("SCP V"). The Form 4 for SCP V is filed separately. Sun Capital Securities, LLC ("SCSF LLC") is the general partner of Sun Capital Securities Advisors, L.P. ("SCSF Advisors"), which is in turn the general partner of SCSF LP.
  2. 5,012,616 of the reported shares are owned of record by SCSF Cardinal, LLC ("SCSF Cardinal"). SCSF Cardinal is jointly owned by SCSF Offshore and SCSF LP. The remaining reported shares are owned of record by SK Financial. As a result and for the reasons described in footnote 1 above, each of SCSF LLC, SCSF Advisors, SCSF LP and SCSF Offshore (collectively, the "Indirect Sun Owners") may be deemed to have indirect beneficial ownership of the securities owned of record by SCSF Cardinal and SK Financial. Each Indirect Sun Owner expressly disclaims beneficial ownership of any securities in which it does not have a pecuniary interest.