Filing Details

Accession Number:
0001127602-15-013260
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-04-01 18:47:48
Reporting Period:
2015-03-30
Filing Date:
2015-04-01
Accepted Time:
2015-04-01 18:47:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1535929 Voya Financial Inc. VOYA Life Insurance (6311) 521222820
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1574919 M Alain Karaoglan 230 Park Avenue
New York NY 10169
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-03-30 24,471 $0.00 69,516 No 4 M Direct
Common Stock Disposition 2015-03-30 13,661 $43.31 55,855 No 4 F Direct
Common Stock Disposition 2015-03-30 2,368 $43.65 53,487 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Footnotes
  1. Delivery of shares of the issuer's common stock were made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.
  2. Represents shares of common stock withheld to satisfy tax obligations, following delivery of common stock underlying the restricted stock units described in footnote 1.
  3. The shares being sold are vested equity awards representing annual incentive payments made with respect to the 2012 performance year, which were mandatorily deferred pursuant to European executive compensation regulations.
  4. This transaction was executed in multiple trades at prices ranging from $43.6370 to $43.6600. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.