Filing Details
- Accession Number:
- 0001546184-15-000007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-04-01 17:10:17
- Reporting Period:
- 2013-04-08
- Filing Date:
- 2015-04-01
- Accepted Time:
- 2015-04-01 17:10:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1313918 | Cifc Corp. | CIFC | Finance Services (6199) | 202008622 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1546184 | Oliver Wriedt | C/O Cifc Corp. 250 Park Avenue; 4Th Floor New York NY 10177 | Co-President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-04-08 | 2 | $8.04 | 47,676 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2015-03-31 | 3,000 | $0.00 | 255,971 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Acquisiton | 2015-03-30 | 75,000 | $0.00 | 75,000 | $0.00 |
Common Stock | Restricted Stock Units | Disposition | 2015-03-31 | 3,000 | $0.00 | 3,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
75,000 | No | 4 | A | Direct | ||
285,000 | No | 4 | M | Direct |
Footnotes
- Held in Deutsche Bank Group International Pension Plan
- Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock of the Issuer.
- The Restricted Stock Units vest based on satisfaction of certain performance criteria.
- The Restricted Stock Units vest in five equal tranches and installments as follows: (i) 60,000 vest at a rate of 20% on December 31, 2014 and in 16 equal quarterly installments thereafter, (ii) 60,000 vest at a rate of 20% on December 31, 2015 and in 16 equal quarterly installments thereafter, (iii) 60,000 vest at a rate of 20% on December 31, 2016 and in 16 equal quarterly installments thereafter, (iv) 60,000 vest at a rate of 20% on December 31, 2017 and in 16 equal quarterly installments thereafter, and (v) 60,000 vest at a rate of 20% on December 31, 2018 and in 16 equal quarterly installments thereafter. The Restricted Stock Units are subject to adjustment, acceleration and forfeit as more fully described in the Restricted Stock Unit Award Agreement, dated June 13, 2014, between the Issuer and the Reporting Person.