Filing Details

Accession Number:
0001051741-15-000082
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-04-01 16:30:31
Reporting Period:
2015-01-08
Filing Date:
2015-04-01
Accepted Time:
2015-04-01 16:30:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1051741 First Niagara Financial Group Inc FNFG National Commercial Banks (6021) 161545669
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1597624 Julie Signorille 726 Exchange Street, Suite 618
Buffalo NY
Managing Director Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-01-08 2,477 $7.94 0 No 4 S Indirect 401k
Common Stock Acquisiton 2015-03-30 22,447 $0.00 61,501 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect 401k
No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 603 Indirect ESOP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non-qualified Stock Option (Right to Buy) $9.27 2015-03-28 2024-03-28 23,926 23,926 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2024-03-28 23,926 23,926 Direct
Footnotes
  1. Transaction inadvertently occurred as a result of a previously established quarterly auto rebalance election that had not been adjusted with the change of the owner's Section 16 Insider status and her November acquisition of FNFG shares in her 401(k).