Filing Details
- Accession Number:
- 0001051741-15-000082
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-04-01 16:30:31
- Reporting Period:
- 2015-01-08
- Filing Date:
- 2015-04-01
- Accepted Time:
- 2015-04-01 16:30:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1051741 | First Niagara Financial Group Inc | FNFG | National Commercial Banks (6021) | 161545669 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1597624 | Julie Signorille | 726 Exchange Street, Suite 618 Buffalo NY | Managing Director Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-01-08 | 2,477 | $7.94 | 0 | No | 4 | S | Indirect | 401k |
Common Stock | Acquisiton | 2015-03-30 | 22,447 | $0.00 | 61,501 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | 401k |
No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 603 | Indirect | ESOP |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Non-qualified Stock Option (Right to Buy) | $9.27 | 2015-03-28 | 2024-03-28 | 23,926 | 23,926 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2024-03-28 | 23,926 | 23,926 | Direct |
Footnotes
- Transaction inadvertently occurred as a result of a previously established quarterly auto rebalance election that had not been adjusted with the change of the owner's Section 16 Insider status and her November acquisition of FNFG shares in her 401(k).