Filing Details

Accession Number:
0001101215-15-000078
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-04-01 16:01:29
Reporting Period:
2015-03-30
Filing Date:
2015-04-01
Accepted Time:
2015-04-01 16:01:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1101215 Alliance Data Systems Corp ADS Services-Business Services, Nec (7389) 311429215
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1326952 L Charles Horn 7500 Dallas Parkway, Suite 700
Plano TX 75024
Evp & Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-03-30 8,333 $300.30 26,316 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. The trading plan was established to sell up to 8,333 shares of the Company's common stock on or prior to June 19, 2015, and the Reporting Person will have no control over the timing of any sales under the plan.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $300.00 to $300.68 inclusive. The reporting person undertakes to provide to Alliance Data Systems Corporation, any security holder of Alliance Data Systems Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
  3. The total number of securities beneficially owned includes: (a) 12,740 unrestricted shares; (b) 533 unvested units from an award of 1,565 time-based restricted stock units granted 2/21/13; (c) 2,972 unvested units from an award of 8,737 performance-based restricted stock units granted 2/21/13; (d) 715 unvested units from an award of 1,067 time-based restricted stock units granted 2/18/14; (e) 3,877 unvested units from an award of 5,786 performance-based restricted stock units granted 2/18/14; (f) 1,095 unvested time-based restricted stock units granted 2/17/15; and (g) 4,384 unvested performance-based restricted stock units granted 2/17/15.