Filing Details
- Accession Number:
- 0001209191-15-030662
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-04-01 14:32:05
- Reporting Period:
- 2015-03-31
- Filing Date:
- 2015-04-01
- Accepted Time:
- 2015-04-01 14:32:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 898171 | Uwharrie Capital Corp | NONE | State Commercial Banks (6022) | 561814206 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1255676 | L Roger Dick | Po Box 338 132 North First Street Albemarle NC 28002-0338 | President/Ceo Of Ucc | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (See Footnote 1) | Acquisiton | 2015-03-31 | 3,154 | $3.30 | 62,506 | No | 4 | P | Direct | |
| Common Stock (See Footnote 1) | Acquisiton | 2015-03-31 | 1,000 | $3.35 | 63,506 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Footnotes
- Held by Cede & Co., Depository for IRA FBO Roger L. Dick Pershing LLC As Custodian
Billionaire Hedge Funds
