Filing Details
- Accession Number:
- 0001009626-15-000033
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-31 19:38:02
- Reporting Period:
- 2015-03-30
- Filing Date:
- 2015-03-31
- Accepted Time:
- 2015-03-31 19:38:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1009626 | Brocade Communications Systems Inc | BRCD | Computer Communications Equipment (3576) | 770409517 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1237892 | Sanjay Vaswani | 130 Holger Way San Jose CA 95134 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-03-30 | 20,000 | $4.34 | 121,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-03-30 | 20,000 | $11.75 | 101,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2015-03-30 | 20,000 | $0.00 | 20,000 | $4.34 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-05-02 | No | 4 | M | Direct |
Footnotes
- The options vested in full on May 2, 2009.
Billionaire Hedge Funds
