Filing Details
- Accession Number:
- 0001127602-15-012974
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2015-03-31 18:17:50
- Reporting Period:
- 2014-12-31
- Filing Date:
- 2015-03-31
- Accepted Time:
- 2015-03-31 18:17:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1568669 | Pennymac Financial Services Inc. | PFSI | Mortgage Bankers & Loan Correspondents (6162) | 800882793 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1592168 | Ann Emily Youssouf | C/O Pennymac Financial Services, Inc. 6101 Condor Drive Moorpark CA 93021 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2014-11-14 | 435 | $15.60 | 7,674 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- The common shares of beneficial interest were sold pursuant to a 10b5-1 plan in order to pay estimated tax obligations resulting from the vesting of 872 restricted share units on November 11, 2014.
- The reported amount consists of 7,237 restricted stock units and 437 common shares of beneficial interest. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting.