Filing Details
- Accession Number:
- 0001104659-15-024747
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-31 17:47:39
- Reporting Period:
- 2015-03-27
- Filing Date:
- 2015-03-31
- Accepted Time:
- 2015-03-31 17:47:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1337619 | Envestnet Inc. | ENV | Services-Business Services, Nec (7389) | 201409613 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1497442 | D Scott Grinis | 35 East Wacker Drive Suite 2400 Chicago IL 60601 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-03-27 | 7,308 | $55.70 | 212,154 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-03-27 | 2,692 | $56.18 | 209,462 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-03-30 | 1,000 | $0.00 | 208,462 | No | 4 | G | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | G | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | $7.50 | 2006-02-01 | 2015-11-14 | 12,000 | 12,000 | Direct |
Common Stock | Employee Stock Option (Right to Buy) | $7.50 | 2008-06-06 | 2018-06-16 | 9,000 | 9,000 | Direct |
Common Stock | Employee Stock Option (Right to Buy) | $7.50 | 2007-04-26 | 2017-04-26 | 6,000 | 6,000 | Direct |
Common Stock | Employee Stock Option (Right to Buy) | $9.00 | 2011-07-28 | 2020-02-28 | 56,000 | 56,000 | Direct |
Common Stock | Employee Stock Option (Right to Buy) | $12.55 | 2012-02-28 | 2021-02-28 | 10,000 | 10,000 | Direct |
Common Stock | Employee Stock Option (Right to Buy) | $12.45 | 2013-02-28 | 2022-02-28 | 10,195 | 10,195 | Direct |
Common Stock | Employee Stock Option (Right to Buy) | $15.34 | 2014-02-28 | 2023-02-28 | 8,000 | 8,000 | Direct |
Common Stock | Employee Stock Option (Right to Buy) | $41.84 | 2015-02-28 | 2024-02-28 | 6,200 | 6,200 | Direct |
Common Stock | Employee Stock Option (Right to Buy) | $53.88 | 2016-02-28 | 2025-02-28 | 6,000 | 6,000 | Direct |
Common Stock | Restricted Stock Award | $0.00 | 2016-02-29 | 2016-02-28 | 3,120 | 3,120 | Direct |
Common Stock | Restricted Stock Award | $0.00 | 2016-02-29 | 2017-02-28 | 4,000 | 4,000 | Direct |
Common Stock | Restricted Stock Award | $0.00 | 2016-02-29 | 2018-02-28 | 4,000 | 4,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2015-11-14 | 12,000 | 12,000 | Direct |
2018-06-16 | 9,000 | 9,000 | Direct |
2017-04-26 | 6,000 | 6,000 | Direct |
2020-02-28 | 56,000 | 56,000 | Direct |
2021-02-28 | 10,000 | 10,000 | Direct |
2022-02-28 | 10,195 | 10,195 | Direct |
2023-02-28 | 8,000 | 8,000 | Direct |
2024-02-28 | 6,200 | 6,200 | Direct |
2025-02-28 | 6,000 | 6,000 | Direct |
2016-02-28 | 3,120 | 3,120 | Direct |
2017-02-28 | 4,000 | 4,000 | Direct |
2018-02-28 | 4,000 | 4,000 | Direct |
Footnotes
- The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.24 to $55.98, inclusive.
- The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $56 to $56.59, inclusive.
- Original option grant vests in three installments beginning on the first anniversary of the date of grant as listed in the "Date Exercisable" column.
- Original option grant vests in four installments beginning on the first anniversary of the date of grant as listed in the "Date Exercisable" column.
- Each restricted stock award is the economic equivalent of one share of Envestnet, Inc. Common Stock
- Each restricted stock award represents the contingent right to receive one share of common stock upon vesting of the unit.
- This restricted stock award vests in three installments beginning on the first anniversary of the date of the grant of restricted stock.