Filing Details
- Accession Number:
- 0001016281-15-000057
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2015-03-31 16:15:20
- Reporting Period:
- 2015-03-26
- Filing Date:
- 2015-03-31
- Accepted Time:
- 2015-03-31 16:15:20
- Original Submission Date:
- 2015-03-30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1016281 | Carriage Services Inc | CSV | Services-Personal Services (7200) | 760423828 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1184137 | William L Heiligbrodt | 11015 Landon Lane Houston TX 77024 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-03-26 | 13,675 | $24.79 | 80,952 | No | 4 | S | Indirect | Corinne C. Heiligbrodt, LLC |
| Common Stock | Disposition | 2015-03-27 | 6,990 | $24.78 | 73,962 | No | 4 | S | Indirect | Corinne C. Heiligbrodt, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Corinne C. Heiligbrodt, LLC |
| No | 4 | S | Indirect | Corinne C. Heiligbrodt, LLC |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 231,458 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $22.58 | 2022-02-24 | 100,000 | 100,000 | Direct | |
| Common Stock | Stock Options | $20.49 | 2019-03-03 | 100,000 | 100,000 | Direct | |
| Common Stock | Stock Options | $16.73 | 2018-05-22 | 100,000 | 100,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-02-24 | 100,000 | 100,000 | Direct |
| 2019-03-03 | 100,000 | 100,000 | Direct |
| 2018-05-22 | 100,000 | 100,000 | Direct |
Footnotes
- Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which will vest 1/3 on 2/24/2016, 1/3 on 2/24/2017 and 1/3 on 2/24/2018. These stock options expire on 2/24/2022.
- Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which will vest 1/3 on 3/3/2015, 1/3 on 3/3/2016 and 1/3 on 3/3/2017. These stock options expire on 3/3/2019.
- Stock Options grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vest 1/3 on 05/22/2014, 1/3 on 05/22/2015 and 1/3 on 05/22/2016. These stock options expire on 05/22/2018.
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