Filing Details
- Accession Number:
- 0001094891-15-000137
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-31 15:48:19
- Reporting Period:
- 2015-03-27
- Filing Date:
- 2015-03-31
- Accepted Time:
- 2015-03-31 15:48:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1612720 | Harmony Merger Corp. | HRMNU | Blank Checks (6770) | 465723951 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1219603 | Eric Rosenfeld | Harmony Merger Corp. 777 Third Avenue, 37Th Floor New York NY 10017 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-03-27 | 7,600 | $0.00 | 41,971 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-03-27 | 5,000 | $0.00 | 46,971 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Redeemable Warrant | Acquisiton | 2015-03-27 | 7,600 | $0.00 | 41,971 | $11.50 |
Common Stock | Redeemable Warrant | Acquisiton | 2015-03-27 | 5,000 | $0.00 | 46,971 | $11.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
41,971 | No | 4 | P | Direct | ||
46,971 | No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,525,566 | Direct | |
Common Stock | 30,000 | Indirect | By Rosenfeld Children's Successor Trust |
Common Stock | 60,000 | Indirect | by Rosenfeld children's Successor Trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Redeemable Warrant | $11.50 | 30,000 | 30,000 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
30,000 | 30,000 | Indirect |
Footnotes
- Represents securities underlying units of the Issuer ("Unit"). Each Unit consists of one share of common stock and one redeemable warrant ("Warrant") to purchase one share of common stock.
- 7,600 Units were transfered to Mr. Rosenfeld from Mr. Schlemm as a result of the exercise of the over-allotment option by the underwriter in full.
- Mr. Rosenfeld purchased an aggregate of 5,000 Units of the issuer for $10.00 per Unit on a private placement basis simultaneously with the exercise of the over-allotment option.
- Each Warrant will become exercisable on the later of 30 days after the completion of an initial business combination and March 23, 2016.
- Each Warrant will expire five years after the completion of an initial business combination, or earlier upon redemption.